Compliance Financial Promotions Jobs

Leeds Building Society - Leeds, West Yorkshire, Yorkshire, UK

Do you have extensive knowledge of the Financial Services and Markets Act? Do you specialise in the compliance of marketing materials and financial promotions for an FCA regulated business? As our Marketing... £55,000

from: totaljobs.com (+1 source) - 7 days ago

CRS - Gloucester GL1, Gloucestershire, South West

You will support core compliance initiatives and the company’s control framework by building relationships with key stakeholders, promoting an ethical working environment and successfully driving through...

from: joblookup.com (+1 source) - 5 days ago

Natixis Investment Managers - London EC1A, City of London, London

We currently have an open position for a Graduate within our UK Compliance team. This role will provide you with valuable experience and an opportunity to develop expert knowledge as it relates to financial...

from: joblookup.com (+1 source) - 5 days ago

MERJE - London, United Kingdom

Reporting into their UK General Counsel & Chief Compliance Officer, the individual will be expected to be involved in a broad range of tasks: MERJE are working with a boutique Funds business in their search...

from: uk.lifeworq.com (+1 source) - 2 days ago

Kin Group - London, United Kingdom

Job Description: This role sits within the Kin Group Compliance team, supporting both the standard internal compliance requirements of an authorised firm, and external compliance requirements related to...

from: uk.lifeworq.com (+1 source) - 4 days ago

Alexander Barnes - London EC1A, City of London, London

Managing internal and external aspects of compliance, including hiring, training, outsourcing, restructuring, and reporting to the CXO group and board Proven track record in senior compliance roles, specialising...

from: joblookup.com (+1 source) - 7 days ago

Clayton Davies - United Kingdom

Be commercially aware and gain a good understanding of the commercial drivers of the business so as to be able to work closely with the firms Independent Financial Advisers, T&C, Operations, Marketing...

from: uk.lifeworq.com - 2 days ago

Compliance Professionals - London, United Kingdom

Implement and carry out the Compliance Monitoring programme, including checks on best execution and financial promotions. Support risk-based compliance programmes that protect consumers and ensure financial...

from: uk.lifeworq.com (+1 source) - 4 days ago

Arthur Recruitment - London EC1A, City of London, London

Any additional information you require for this job can be found in the below text Make sure to read thoroughly, then apply. Be involved in all levels of the business providing second line input. Familiarity...

from: joblookup.com (+1 source) - 11 days ago

The Emerald Group Ltd, Search and Selection - United Kingdom (+1 location)

To support the Head of Compliance in ensuring that the Society has in place, and adheres to, appropriate systems and controls relevant to its business, its regulatory activities and activities ancillary...

from: uk.lifeworq.com (+1 source) - 4 days ago