Compliance Jobs in England

Compliance Professionals - London, United Kingdom

Maintain and enhance the existing compliance management system, including but not limited to all relevant management structures and business procedures and manuals (including the Firm’s Compliance Handbook...

from: uk.lifeworq.com (+1 source) - 3 days ago

Compliance Professionals - London, United Kingdom

Implement and carry out the Compliance Monitoring programme, including checks on best execution and financial promotions. Support risk-based compliance programmes that protect consumers and ensure financial...

from: uk.lifeworq.com (+1 source) - 4 days ago

AJ Fox Compliance - London EC1A, City of London, London

We are working with a leading international law firm to hire a Compliance Administrator to join their team in London and work to support its compliance function. Dealing with queries, including requests...

from: joblookup.com (+1 source) - 5 days ago

Compliance Professionals - London, United Kingdom

A minimum of five years' experience in a risk or compliance role within a financial services organisation, ideally banking or lending. Assisting with testing compliance-owned systems and methodologies...

from: uk.lifeworq.com (+1 source) - 4 days ago

Compliance Professionals - London, United Kingdom

Our client is a global banking group offering commercial and retail banking, investment banking, and wealth management. Working with certified staff and senior management to assist with their approval...

from: uk.lifeworq.com (+1 source) - 4 days ago

AJ Fox Compliance - Leeds LS1, West Yorkshire, Yorkshire and the Humber

To apply for this role, you must have strong knowledge of KYC, attention to detail, and ethical standards, and be passionate and enthusiastic about compliance. Experience working with offshore clients...

from: joblookup.com (+1 source) - 9 days ago

AJ Fox Compliance - Manchester M2, Greater Manchester, North West

To apply for this role, you will need to have experience working within a legal services environment to assess the compliance of third-party suppliers and experience managing projects to improve compliance...

from: joblookup.com (+1 source) - 9 days ago

Compliance Professionals - London, United Kingdom

Familiar with UK regulatory requirements in a banking branch environment (AML/KYC, Sanctions risks, TCF, BCOBS, PSD, MiFID, EMIR, SFTR and other relevant regulatory matters. To enhance a strong Compliance...

from: uk.lifeworq.com (+1 source) - 6 days ago

AJ Fox Compliance - Birmingham B1, West Midlands, West Midlands

Reporting to the Head of Risk & Compliance, you will be responsible for delivering training across the business, reviewing policies, procedures and best practices, and keeping up to date with all relevant...

from: joblookup.com (+1 source) - 9 days ago

Compliance Professionals - London, United Kingdom

Reporting to senior stakeholders on the effectiveness of compliance procedures, the provision and analysis of appropriate management Information, and regulatory updates relevant to the Company. We are...

from: uk.lifeworq.com (+1 source) - 6 days ago