Fsa Compliance Officer Jobs

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Compliance Officer  

Michael Page Financial Services - London, South East

Fantastic Opportunity for a competent candidate to take on a role with great exposure, broad scope of responsibility and daily interaction with key decision makers. Global, leading broker based in London This job was originally posted as Fsa Compliance Officer Work careers ... Permanent... £35000 - £45000 per annum

from: totaljobs.com - 2 days ago

Business Assurance / Compliance Officer  

Switch Recruitment - Cirencester, Gloucestershire, South West (+1 location)

In return candidates can expect to receive a basic of £25-34k, depending on experience and qualifications, plus an excellent benefits package and plenty of opportunities and support in order to progress within a growing and stable organisation. Fsa Compliance Officer careers... Permanent... From £25,000 to £34,000 per annum

from: totaljobs.com (+1 source) - Yesterday

Compliance Officer  

Cordium - London, England, United Kingdom

Coordinate with vendors and / or operations to create, maintain and monitor automated compliance reports Provide on-going support with respect to FSA / SEC / AIFM regulatory reporting Responsible for understanding and complying with firm policies and... Ukba Compliance Officer...

from: Efinancialcareers.co.uk - 4 days ago

Control & Compliance Officer  

Huntswood Plc - Hook, Hampshire, Hampshire, South East (+1 location)

If you feel that you have the required skills and experience for this Compliance Officer vacancy then please submit your CV for consideration. Provide cover to the head of permanent control & compliance as required Relevant qualification in regulatory... Fsa Compliance Consultants Ltd... Permanent... £40000 - £45000 per annum

from: totaljobs.com (+1 source) - 4 days ago

Quality and Compliance Officer  

Baines and Ernst - Manchester, Lancashire

Baines & Ernst is a fast growing financial services company based in Manchester City Centre. We have over a decade of experience in the debt solutions industry and a market-leading product portfolio of FCA regulated financial products. Excellent organizational... Fsa Compliance Manual...

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from: reed.co.uk (+1 source) - 4 days ago

Compliance Manager  

TEAM - London, South East

- Supporting and, potentially, assuming (delegated) responsibility for key aspects of the Group Compliance function, for example, maintenance of elements of the Group Compliance Manual and risk and compliance monitoring programme and resolving matters... Fsa Compliance Monitoring Programme Template... Contract... £60,000 ? £70,000 per annum

from: totaljobs.com (+6 sources) - 8 days ago

Financial Sanctions Officer  

Hays - Bournemouth, Dorset, South West

Be a proactive team member, taking on additional responsibilities and working flexibly with colleagues to deliver a superior customer experience. Hays Specialist Recruitment Limited acts as an employment agency for permanent recruitment and employment... Fsa Compliance Officer Requirements... Temporary... £15.00 per hour

from: totaljobs.com - Yesterday

Chief Risk Officer – Banking  

Maclean Moore Consulting - London, South East

If you are a strong Chief Risk Officer with experience of working for a bank, liaising with the FCA/FSA, then please send a copy of your CV for a prompt response. · Experience of completing ICAAP / ILAA reports Consultant: Scott Parsons Chief Risk Officer... Fsa Compliance Regulations... Permanent... From £100,000 to £140,000 per annum + excellent benefits

from: cwjobs.co.uk - 2 days ago

Compliance Policy and Advisory Manager - £45k - Central London  

Alexander Lloyd - Compliance & Financial Services - Central London / West End, London, South East

A highly respected and well established UK Insurance Company is seeking a Compliance Policy and Advisory Manager to join their rapidly expanding team based in London, just outside of the City in Central London. Please quote CJS1408-209 when calling Alexander... Fsa Compliance Reviews... Permanent... £45000 per annum + Benefits

from: totaljobs.com (+1 source) - 15 days ago

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Compliance Manager  

First 2 Recruit - Salisbury, Wiltshire

Responsible for the review & sign off of "requests for information" responses to IFA firms requesting information regarding the company product ranges to ensure response is fair, clear and not misleading. Act as the alternate for the Senior Compliance... Fsa Compliance Rules... 40000.00

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from: reed.co.uk (+1 source) - 6 days ago


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