Fsa Compliance Officer Jobs

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Compliance Officer  

Nelson Scott LLP - Epsom, England, United Kingdom

Degree in Finance or Business; Accounting or Legal qualification Relevant accounting/legal or compliance/risk management qualification Proven track record within Regulation within a financial services environment, preferably a bank or fund manager. Undertake... Fsa Compliance Officer Work careers ... £65,000 to £75,000

from: Efinancialcareers.co.uk - 5 days ago

Compliance Officer  

Nelson Scott - Sutton, Surrey

Ensuring the Bank and the Investment Management conduct their business in compliance with all relevant regulatory requirements and that all systems, policies, procedures and controls to demonstrate such compliance are adequately documented. · To conduct... Fsa Compliance Officer careers... 65000.00

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from: reed.co.uk - 5 days ago

Compliance Officer  

Permanent Solutions Direct Ltd - Worthing, West Sussex

Key responsibilities also include; the development and implementation of processes and controls to ensure compliance and leading the business through the assessment of the impact of regulatory change. You will establish effective internal relationships... Ukba Compliance Officer... 30000.00

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from: reed.co.uk - 6 days ago

Compliance Officer  

Michael Page Financial Services - South East

Fantastic Opportunity for a competent candidate to take on a role with great exposure, broad scope of responsibility and daily interaction with key decision makers. Global, leading broker based in London This job was originally posted as Fsa Compliance Consultants Ltd... Permanent... £35000 - £45000 per annum

from: totaljobs.com - 13 days ago

AML/KYC - Compliance Officer  

Prime Personnel - Sutton, Surrey

Regular compliance reviews including risk awareness Maintain policy manuals Fsa Compliance Manual... 30000.00

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from: reed.co.uk - 6 days ago

Compliance Officer - West Sussex - Up to £40,000  

Permanent Solutions Direct - Worthing, West Sussex, West Sussex, South East

Key responsibilities also include; the development and implementation of processes and controls to ensure compliance and leading the business through the assessment of the impact of regulatory change. You will establish effective internal relationships... Fsa Compliance Monitoring Programme Template... Permanent... Up to £40,000 per annum

from: totaljobs.com - 7 days ago

Rules & Compliance Officer- Exchange- London  

Kite Group - London, England, United Kingdom

You will also be required to assist in reaction to the FCA’s annual risk assessments and any actions arising out of the Risk Mitigation Programmes. Requirements: Experience in analysing and understanding financial services regulations Previous experience... Fsa Compliance Officer Requirements... 40000-80000

from: Efinancialcareers.co.uk - 13 days ago

Compliance Officer  

Endsleigh Insurance - Cheltenham, Gloucestershire, South West

Joining our growing business this is a great chance to see your career develop, within a team passionate about ongoing personal development. In addition to a competitive salary you will also be entitled to our fantastic benefits package which includes... Fsa Compliance Regulations... Permanent... From £28,000 to £39,000 per annum + benefits

from: totaljobs.com - 19 days ago

Assistant Compliance Officer  

Recruitment Genius - St. Albans, Hertfordshire, South East

- Support the Compliance & Risk Manager in the delivery of internal audit and risk assessment work on behalf of the company and its third party clients. This third-party administrator based in St Albans are looking to recruit an Assistant Compliance Officer... Fsa Compliance Reviews... Permanent... £40000 per annum

from: totaljobs.com - 21 days ago

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Regulatory Compliance Manager  

KPMG UK - London

The Regulatory Compliance team is headed by the firm’s Head of Regulatory Compliance (acting as MLRO, and FSA Compliance Officer), with support from a Senior Manager (also the Data Protection Officer), two legally qualified Managers, an Assistant Manager... Fsa Compliance Rules...

from: KPMG UK - 3 days ago


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