Fsa Compliance Officer Jobs

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Deputy Head of Risk - Investment Bank

Michael Page Financial Services  -  City, London, South East

Overseeing the production and the process of risk reports including the appropriateness of the process and the outcomes of risk reporting that is done by a third party if the firm outsources risk reporting to the third party; Considering and proposing... Fsa Compliance Officer Work careers ... £140000 - £160000 per annum

from: totaljobs.com

Compliance Officer  

Michael Page Financial Services - South West London, London, South East

One of the largest asset management firms in the world, serving individual and institutional investors on five continents and with more than $600 ofassets under management - Previous experience in a compliance role and good knowledge of the FSA rules... Fsa Compliance Officer careers... Permanent... £50000 - £55000 per annum

from: totaljobs.com - 8 days ago

Business Assurance / Compliance Officer  

Switch Recruitment - Cirencester, Gloucestershire, South West

In return candidates can expect to receive a basic of £25-34k, depending on experience and qualifications, plus an excellent benefits package and plenty of opportunities and support in order to progress within a growing and stable organisation. Ukba Compliance Officer... Permanent... From £25,000 to £34,000 per annum

from: totaljobs.com - 14 days ago

Compliance Officer - Flexible Part time hours  

i2i Recruitment Consultancy - Tewkesbury, Gloucestershire

i2i Recruitment Ltd is a leading independent employment agency providing staffing solutions across specialist areas. We are a corporate member of the REC and are dedicated to provide a professional quality of service to clients and candidates alike. •... Fsa Compliance Consultants Ltd...

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from: reed.co.uk - 14 days ago

Sales & Service Banking Officer  

Reed - Birmingham

• Responsible for interviewing potential and existing customers whilst providing an enhanced level of service to increase the customer experience. • Work closely with your colleagues to maximise the opportunities for instant referrals. • To ensure that... Fsa Compliance Manual... 15000.00

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from: reed.co.uk - 4 days ago

Compliance Officer - Asset Management  

London

Compliance Officer required to join an Asset Manager with over $50bn AUM. I ALSO have a mid to senior level role within a top 10 consultancy focusing on the same work. Pritesh Chudasama Fsa Compliance Monitoring Programme Template... Permanent, Full Time... 70000

from: London4Jobs - 2 days ago

Quality Control Officer  

Coast Specialist Recruitment - Essex, South East England

- Monitoring of the New Business Team’s telephone calls to ensure they are conducted in line with compliance requirement whilst also monitoring for accuracy and service delivery - Maintain quality records for the department and providing feedback of results... Fsa Compliance Officer Requirements... 24000.00

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from: reed.co.uk - 4 days ago

Compliance Officer - Asset Management  

Real Banking and Financial Services - London, Greater London (+1 location)

Compliance Officer required to join an Asset Manager with over $50bn AUM. I ALSO have a mid to senior level role within a top 10 consultancy focusing on the same work. * Worked in on business change environments where regulation is the key driver Rate... Fsa Compliance Regulations... Permanent... 100000

from: technojobs.co.uk (+2 sources) - 4 days ago

Complaints Officer  

Reed - Southampton, Hampshire

Log / migrate all complaints, investigate thoroughly, resolve all issues raised, communicate clearly with the customer and close the complaint, ensuring that this is done in a compliant manner and that re-opened cases are minimized. Ensure that all complaints... Fsa Compliance Reviews... 10.77

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from: reed.co.uk - 11 days ago

PPI Complaint Officer  

Reed - Southampton International Airport, Hampshire

Ensure that all complaints are handled in accordance with FSA, Bank and Compliance regulations to the highest quality whilst maximizing customer satisfaction to meet complaint targets and SLA’s Provide support, guidance and feedback to Branch colleagues... Fsa Compliance Rules... 10.77

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from: reed.co.uk - 11 days ago

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Control Room Compliance Officer  

UBS - London, England, United Kingdom

The Control Room works closely with the CCS, Research, Equities and FRC Compliance Advisory teams to provide accurate and consistent advice to their respective business areas, across a range of regulatory and reputational issues. We can offer you an exciting...

from: Efinancialcareers.co.uk - More than 30 days ago


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