Fsa Compliance Officer Jobs

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Business Assurance / Compliance Officer  

Switch Recruitment - Cirencester, Gloucestershire

Candidates will come from a compliance / file checking background and possess knowledge of FSA legislation particularly TCF and Data Protection. Candidates need to hold the Certificate in Financial Planning... Fsa Compliance Officer Work careers ... 25000.00

from: reed.co.uk - 8 days ago

Compliance Monitoring Officer - Approved Persons - Essex  

Coast Specialist Recruitment - Brentwood, Essex

Candidates will need to have previous experience in Legal/Regulatory compliance with strong analytical and problem solving skills. Prior experience of managing and handling applications for approved persons... Fsa Compliance Officer careers... 34000.00

from: reed.co.uk - 4 days ago

Compliance Monitoring Officer  

Hastings Direct - Bexhill-On-Sea, East Sussex, South East (+1 location)

Ensure that you are meeting customers' fair and reasonable expectations and provide fair outcomes. Question and challenge peers and managers where processes and procedures do not meet these expectations... Compliance Consultants Ltd in Fsa... Permanent...

from: totaljobs.com (+1 source) - 19 days ago

Compliance Assistant  

Rebecca Poulter Recruitment - London

You will be trained in all the duties below, so you need to be able to assess compliance, legal and business risks and make the correct decisions. To adhere to the rules and regulations affecting the money... Compliance Manual in Fsa... Permanent... 30 - 35,000

from: jobsite.co.uk (+2 sources) - Yesterday

Financial Investigations Officer  

Adecco Group - Poole, Dorset, Dorset, South West

*Take ownership for operating within a standard risk and control framework ensuring all risks are managed effectively in line with compliance and audit/ sanctions policies. *Lead by example to encourage... Compliance Officer Requirements in Fsa... Temporary... £15.00 per hour

from: totaljobs.com (+2 sources) - Yesterday

IFA Business Quality Officer  

Candidate Channel - Farnborough, Hampshire

Maintain the technical knowledge necessary to assess the suitability of advice provided by consultants Willingness to work towards CII Diploma or equivalent and any Regulatory RDR qualification requirements... Compliance Regulations in Fsa... 25000.00

from: reed.co.uk (+1 source) - 3 days ago

Complaints Handling Officer  

Darwin Rhodes - London, South East England

To contribute to the Conduct Risk Framework by way of participation at the Product Oversight Group and provide feedback on complaints/regulatory issues relevant to the product being discussed. Previous... Compliance Training in Fsa... 35000.00

from: reed.co.uk - 4 days ago

Compliance Manager - FSA, FCA Regulatory Experience essential  

GO Partnership Ltd - London

You will ideally come from a direct FCA background with proven experience of working with both the Regulatory side. Direct interaction with the FCA, FSA in previous roles essential! Contract...

from: careerarchitechs.com (+1 source) - 2 days ago

VP Compliance Officer  

Barclays - London

The role holder will work with a team of expert colleagues in supporting the investment products offered from the Global Investments & Services division (GI&S) and the investment services offered through... Permanent...

from: diversityjobs.co.uk - More than 30 days ago

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Retention Support Officer  

WorldPay - Gateshead, Tyne And Wear

The main purpose of this role is to support both the Customer Retention and Customer Relationship teams in the delivery of end to end sales and closure processes with a view to maximising customer satisfaction... 15625.00

from: reed.co.uk - 5 days ago

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