Fsa Compliance Officer Jobs

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Business Assurance / Compliance Officer  

Switch Recruitment - Cirencester, Gloucestershire

Our client, a leading UK Financial Services organisation, is currently recruiting for a Business Assurance / Compliance Officer to join their growing team. Fsa Compliance Officer Work careers ... 25000.00

from: reed.co.uk - Yesterday

Technical Compliance Officer - Norwich  

Paul Charles Recruitment Ltd - Norwich, Norfolk

Our client is a regonal firm of IFA’s and they are looking for someone who can hit the ground running- a self-starter. You should have good commercial judgement and be someone who is proactive and can foresee actions that may need to be taken. The successful... Fsa Compliance Officer careers... 33000.00

from: reed.co.uk - 2 days ago

Senior Cross Product Advisory Compliance Officer  

London, England, United Kingdom

An ability to form relationships with traders and salespeople and be credible with the business, derived from having strong product knowledge. Deep technical knowledge of Wholesale banking and exposure to the following products: Financing transactions... Compliance Consultants Ltd in Fsa...

from: Efinancialcareers.co.uk - 17 days ago

Senior Compliance Prudential Officer  

MERJE Ltd - West Midlands, West Midlands (Region)

Good understanding of key statutory and non-statutory laws and regulations and best practice requirements, in particular: GENPRU, BIPRU, SYSC, MAR, relevant Specialist Source Books and Regulatory Guides, and codes of conduct relating to wholesale operations... Compliance Manual in Fsa... 50000.00

from: reed.co.uk - 12 days ago

Compliance Officer  

Mansion House Recruitment Limited - London, South East England

A confident professional with an insurance background in compliance is sought to join an established Syndicate in London. Compliance Officer Requirements in Fsa... 65000.00

from: reed.co.uk - 18 days ago

Senior AML officer (DMLRO)  

MW Recruitment - London, England, United Kingdom

• Providing AML/ATF awareness training to staff, monitoring AML/ATF industry developments and maintains advanced knowledge of new and amended laws and regulations impacting the AML/ATF Program and Risk Assessment. • Prepare reports for the MLRO which... Compliance Regulations in Fsa... £85,000-£95,000

from: Efinancialcareers.co.uk - 9 days ago

Compliance Officer  

Reed Insurance - Wokingham, Berkshire

- The ability to conduct file reviews of business submitted by the firms IFA's and to ensure quality and consistence is provided across the business - Identifying and analysing the root cause of complaints across the business and developing solutions... Compliance Training in Fsa... 35000.00

from: reed.co.uk - 19 days ago

Compliance Manager  

Stellar Select Limited - London, South East England

Mortgage Conduct of Business rules, Financial Services and Markets Act 2000, Financial Services Authority, Treating Customers Fairly, Regulatory complaint handling requirements, FOS & FSCS Administration of key functional processes - Issues & Breaches... 45000.00

from: reed.co.uk (+1 source) - 8 days ago

Compliance Monitoring Officer  

Hamlyn Williams Ltd - London

This role is responsible for assisting the Head of Compliance in undertaking his regulatory responsibilities, specifically covering the firm's Compliance Review Program ("CMP") * Must be good interpersonally, professional and able to take the initiative... Permanent... £70,000 - £90,000

from: cityjobs.com - 2 days ago

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Compliance Officer/Complaint Handler  

Reed Insurance - Wokingham, Berkshire

- The ability to conduct file reviews of business submitted by the firms IFA's and to ensure quality and consistence is provided across the business - Identifying and analysing the root cause of complaints across the business and developing solutions... 35000.00

from: reed.co.uk - 19 days ago


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