Fsa Compliance Officer Jobs

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Compliance Officer - Asset Management  

Real Banking & Financial Services - London, England, United Kingdom (+1 location)

Compliance Officer required to join an Asset Manager with over $50bn AUM. I ALSO have a mid to senior level role within a top 10 consultancy focusing on the same work. Worked in on business change environments where regulation is the key driver Rate:... Fsa Compliance Officer Work careers ... GBP70000 - GBP100000 per annum + benefits

from: Efinancialcareers.co.uk (+2 sources) - 2 days ago

Compliance Officer  

Endsleigh Insurance - Cheltenham, Gloucestershire, South West

Joining our growing business this is a great chance to see your career develop, within a team passionate about ongoing personal development. In addition to a competitive salary you will also be entitled to our fantastic benefits package which includes... Fsa Compliance Officer careers... Permanent... From £32,800 to £45,000 per annum

from: totaljobs.com - 8 days ago

Compliance Officer/Analyst  

Larson Resource Group Limited - West Yorkshire, Yorkshire and Humberside

Here is a rare and exciting opportunity for a compliance professional looking to craft a role within one of the most respected and dynamic Financial Services companies in the UK. Ukba Compliance Officer... 30000.00

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from: reed.co.uk - 2 days ago

Compliance Officer  

Michael Page Financial Services - London, South East

Fantastic Opportunity for a competent candidate to take on a role with great exposure, broad scope of responsibility and daily interaction with key decision makers. Global, leading broker based in London This job was originally posted as Fsa Compliance Consultants Ltd... Permanent... £35000 - £45000 per annum

from: totaljobs.com - 12 days ago

Compliance Officer  

Endsleigh - Gloucestershire

As a Compliance professional you will have an established background within a financial services compliance team, working to FCA or FSA regulations. In addition to a competitive salary you will also be entitled to our fantastic benefits package which... Fsa Compliance Manual...

from: uk.jobdiagnosis.com - 5 days ago

Business Assurance / Compliance Officer  

Switch Recruitment - Cirencester, Gloucestershire, South West (+1 location)

In return candidates can expect to receive a basic of £25-34k, depending on experience and qualifications, plus an excellent benefits package and plenty of opportunities and support in order to progress within a growing and stable organisation. Fsa Compliance Monitoring Programme Template... Permanent... From £25,000 to £34,000 per annum

from: totaljobs.com (+1 source) - 15 days ago

Head of Compliance  

Cordium - London, England, United Kingdom

The successful individual will be responsible for managing the compliance program of the entity that will be both FCA and SEC (foreign private fund investment adviser) regulated, as well as being a full-scope UK AIFM. You will be expected to manage all... Fsa Compliance Officer Requirements... 120 - 150 plus bonus and benefits

from: Efinancialcareers.co.uk - 4 days ago

Compliance Manager  

First 2 Recruit - Salisbury, Wiltshire

Responsible for the review & sign off of "requests for information" responses to IFA firms requesting information regarding the company product ranges to ensure response is fair, clear and not misleading. Act as the alternate for the Senior Compliance... Fsa Compliance Regulations... 40000.00

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from: reed.co.uk - 3 days ago

PPI Officers  

Reed Contracts - Southampton, Hampshire

The role of the PPI complaints officer will consist of working the following hours : Condensed Shift Pattern of 4 days per week, Mon - Fri 8am - 5.15pm with a set rota'd day off each week. Ensure that all complaints are handled in accordance with FSA... Fsa Compliance Reviews... 10.77

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from: reed.co.uk - Yesterday

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Control Room Compliance Officer  

UBS - London, England, United Kingdom

The Control Room works closely with the CCS, Research, Equities and FRC Compliance Advisory teams to provide accurate and consistent advice to their respective business areas, across a range of regulatory and reputational issues. We can offer you an exciting... Fsa Compliance Rules...

from: Efinancialcareers.co.uk (+1 source) - 23 days ago


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