Fsa Compliance Officer Jobs

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Compliance File Auditor Team Leader  

Idex Consulting - Nottinghamshire, East Midlands (+1 location)

In the absence of the Head of Adviser Standards, you must act as deputy, demonstrating strong interpersonal skills when dealing with the business, promoting a strong and positive compliance culture whilst... Fsa Compliance Officer Work careers ... Permanent... £36000 - £38000 per annum + benefits

from: totaljobs.com (+2 sources) - 5 days ago

Chief Operating Officer  

Opus Recruitment Solutions Ltd - South East (+1 location)

If you have the desired skills and experience and would like to learn more please send me your CV in the first instance. Please note this will be a lengthy process based on the go live date of Autumn 2015... Fsa Compliance Officer careers... Permanent... £100000 - £200000 per annum, Benefits TBC

from: cwjobs.co.uk (+2 sources) - 3 days ago

Compliance Officer-Retail & Corporate Banking  

Mansion House Recruitment Limited - London, South East England

You will have strong knowledge of the FCA handbook, making good progress with a professional qualification such as the Financial Planning Certificate, Prince 2, CeFA and will have gained regulatory experience... Compliance Consultants Ltd in Fsa... 70000.00

from: reed.co.uk - 15 days ago

Credit Officer  

CRA Consulting - Doncaster, South Yorkshire

* Completing all related underwriting/administration activities including chasing required documentation in order to complete customer applications. - Candidates must have good attention to detail and... Compliance Manual in Fsa... 16000.00

from: reed.co.uk (+1 source) - 4 days ago

Surveillance Officer (FX)  

RBC - London, LND

Assist in the completion of the annual Compliance desk review monitoring program, including design of bespoke surveillance models to perform in depth testing on risks identified An officer with a broad... Compliance Officer Requirements in Fsa...

from: RBC (+1 source) - 12 days ago

Field Compliance Officer - Central London  

Blakemore Recruitment - London, South East England

We would be interested in hearing from you if you are a Financial Services Professional with experience in dealing with financial advisors in a field based Business Risk, Compliance or T&C environment... Compliance Regulations in Fsa... 35000.00

from: reed.co.uk - 24 days ago

Compliance Manager  

MI Search Ltd - Boldon Business Park, Tyne and Wear

This leading advisory business is currently seeking a compliance officer to work out of its Newcastle based office. Compliance Training in Fsa... 30000.00

from: reed.co.uk - 17 days ago

Private Equity Fund Manager - Financial Controller  

Maldon Partners Ltd - West End

Applicants will ideally be ACA qualified with prior experience of a controller role in a fast paced and professional environment, possess an excellent academic record and very good communication skills... Permanent... £90k - £110k pa + Bonus, Bens

from: jobsite.co.uk (+1 source) - 4 days ago

Similar: Head Compliance

Debt Collection Officer  

Pendry Selection Services - Bingley, West Yorkshire

The ideal candidate will help deliver a top arrears management function, building an excellent rapport with customers and supporting them to repay overdue repayments on their lending agreements Maintain... 15000.00

from: reed.co.uk - 11 days ago

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Business Assurance / Compliance Officer  

Switch Recruitment - Cirencester, Gloucestershire

Candidates will come from a compliance / file checking background and possess knowledge of FSA legislation particularly TCF and Data Protection. Candidates need to hold the Certificate in Financial Planning... 25000.00

from: reed.co.uk - More than 30 days ago

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