Fsa Compliance Officer Jobs

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Compliance Officer  

Rutherford Briant - Norwich, Norfolk

The purpose of the role will be to ensure that the company and its FCA regulated activities operate fully within the parameters of the regulations. Due to the nature of the role, you will be required to... Fsa Compliance Officer Work careers ... 35000.00

from: reed.co.uk - More than 30 days ago

Training, Compliance and HR Officer  

Brampton Recruitment - Stoke-on-Trent, Staffordshire

Capable of building and developing robust business relationships with internal stakeholders, directors, client and lenders by 'adding value’. Strong work ethic and a desire to develop yourself both financially... Fsa Compliance Officer careers... 30000.00

from: reed.co.uk - More than 30 days ago

Surveillance Officer (FX)  

RBC - London, LND

Assist in the completion of the annual Compliance desk review monitoring program, including design of bespoke surveillance models to perform in depth testing on risks identified An officer with a broad... compliance manual fsa...

from: RBC (+1 source) - 12 days ago

Surveillance Officer  

Hays Financial Markets - London

Your core responsibilities will be to support the on-going operations of the compliance team in conjunction with a range of trade surveillance activities spanning across different product lines. You will... compliance consultants ltd fsa... Permanent, Full Time...

from: eFinancialCareers.co.uk - 21 days ago

Senior Compliance Officer (initial 3 month contract)  

Morgan West - Reading

Pensions experience a pre-requisite (SIPP, SSAS & if possible QROPS), with any experience of CASS welcome. compliance training fsa... Permanent... Rate circa £300-£350 per day - immediate start

from: Careers4a.com - 7 days ago

Team Manager  

Fairpoint - Chorley, Lancashire, Lancashire, North West

Working at Fairpoint offers you the chance to work in a welcoming friendly environment, a fun, vibrant atmosphere, with teams of people who enjoy working together to make a difference. In addition, we... compliance officer requirements fsa... Permanent...

from: totaljobs.com (+2 sources) - 27 days ago

Complaints Officer  


The role is based in the Financial Ombudsman Liaison Team, with working hours as follows: Monday - Friday 9am- 5pm . This is an ongoing temporary position, so long-term commitment to the role is paramount... compliance regulations fsa... 11.44

from: reed.co.uk - More than 30 days ago

Internal Audit Manager  

City of London

• Where necessary, performs independent special investigations into reported loss situations / potential staff fraud and makes reports to the Chairman of the Audit Committee and Managing Director the results... 50000.00

from: reed.co.uk - Yesterday

Communications Surveillance Officer  

RBC - London, LND

Some knowledge of the UK regulatory framework ideally to include the FSA Conduct of Business and Market Abuse rules or a willingness and capacity to learn. To assist with RBC’s audio and e-communications...

from: RBC (+1 source) - 30 days ago

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Senior Admin/Analyst  

Adecco Group Solutions - Poole, Dorset

To be considered for this exciting position, please email your CV in the first instance. Please note that if you are successfully put forward for a role you will need to be able to supply valid Proof of... 15.00

from: reed.co.uk (+3 sources) - 12 days ago

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