Fsa Compliance Officer Jobs

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Compliance Monitoring Officer  

Hastings Direct - Bexhill-On-Sea, East Sussex, South East (+1 location)

Ensure that you are meeting customers' fair and reasonable expectations and provide fair outcomes. Question and challenge peers and managers where processes and procedures do not meet these expectations and any activity that does not place customers'... Fsa Compliance Officer Work careers ... Permanent...

from: totaljobs.com (+1 source) - 11 days ago

Compliance Monitoring Officer / File Reviewer-West Yorkshire  

Robert Walters - Leeds, West Yorkshire, Yorkshire

- To facilitate completion of remedial action required where non-compliance is identified, including reporting of rule breaches and identifying any training needs. Apply below or to find out more about the Compliance Monitoring Officer / File Reviewer... Fsa Compliance Officer careers... Permanent... £30000 - £38000 per annum

from: totaljobs.com (+1 source) - 7 days ago

Compliance Officer  

Reed Insurance - Wokingham, Berkshire

- The ability to conduct file reviews of business submitted by the firms IFA's and to ensure quality and consistence is provided across the business - Identifying and analysing the root cause of complaints across the business and developing solutions... Compliance Consultants Ltd... 40000.00

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from: reed.co.uk - 14 days ago

Equity Compliance Officer  

JP Morgan - London, England, United Kingdom

The role will require close liaison with the Legal Teams covering these businesses to identify and manage the regulatory risks associated with specific transactions and the businesses as a whole. A detailed working knowledge of the FSA COB rules, UK Market... Compliance Manual...

from: Efinancialcareers.co.uk - 10 days ago

Compliance Officer/Complaint Handler  

Reed Insurance - Wokingham, Berkshire

- The ability to conduct file reviews of business submitted by the firms IFA's and to ensure quality and consistence is provided across the business - Identifying and analysing the root cause of complaints across the business and developing solutions... Compliance Officer Requirements... 35000.00

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from: reed.co.uk - 14 days ago

Compliance Administrator  

Response Network Limited - Nottingham

8. Work with other members of staff to develop an effective compliance training program through appropriate written and verbal communications media, including appropriate introductory training for new staff, as well as ongoing training for all staff. Compliance Regulations... Permanent... £25k per year + Fab Add ons.

from: jobsite.co.uk (+2 sources) - 4 days ago

Business Assurance / Compliance Officer  

Switch Recruitment - Cirencester, Gloucestershire

Our client, a leading UK Financial Services organisation, is currently recruiting for a Business Assurance / Compliance Officer to join their growing team. Compliance Training... 25000.00

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from: reed.co.uk - 18 days ago

Compliance Officer  

The Montgomery Partnership, Ltd. - London, South East England

Carry out or assist with compliance monitoring in the following areas, in accordance with monitoring programmes and timetables within the TBS departments: Compile breaches/incident reports arising from monitoring activity, investigate issues arising and... 40000.00

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from: reed.co.uk - 24 days ago

Compliance Officer  

Endsleigh Insurance - Cheltenham, Gloucestershire, South West

Joining our growing business this is a great chance to see your career develop, within a team passionate about ongoing personal development. In addition to a competitive salary you will also be entitled to our fantastic benefits package which includes... Permanent... From £32,800 to £45,000 per annum

from: totaljobs.com - 25 days ago

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Compliance Officer  

Endsleigh Insurance - Cheltenham, Gloucestershire

Joining our growing business this is a great chance to see your career develop, within a team passionate about ongoing personal development. In addition to a competitive salary you will also be entitled to our fantastic benefits package which includes... 32800.00

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from: reed.co.uk - 25 days ago


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