Fsa Compliance Officer Jobs

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AVP Control Room

Michael Page Financial Services  -  London, South East

The Global Control Room seeks a Compliance Officer to be a part of the EMEA Region Control Group, which is responsible for monitoring and enforcing the Firm's Information Barrier and related policies and procedures. - Good understanding of EMEA Insider... Fsa Compliance Officer Work careers ... £60000 - £80000 per annum

from: totaljobs.com

Business Assurance / Compliance Officer

Switch Recruitment  -  Cirencester, Gloucestershire, South West

In return candidates can expect to receive a basic of £25-34k, depending on experience and qualifications, plus an excellent benefits package and plenty of opportunities and support in order to progress within a growing and stable organisation. Fsa Compliance Officer careers... From £25,000 to £34,000 per annum

from: totaljobs.com

Training Officer

Randstad Business Support  -  Leeds, West Yorkshire, Yorkshire

* Identify training and development needs within the business through call analysis, appraisal schemes and regular consultation with managers and team leaders * Assist in operational managers in promoting, encouraging and improving the levels of performance... Ukba Compliance Officer... £20000 - £25000 per annum

from: totaljobs.com

Business Assurance / Compliance Officer  

Switch Recruitment - Cirencester, Gloucestershire, South West (+1 location)

In return candidates can expect to receive a basic of £25-34k, depending on experience and qualifications, plus an excellent benefits package and plenty of opportunities and support in order to progress within a growing and stable organisation. Fsa Compliance Consultants Ltd... Permanent... From £25,000 to £34,000 per annum

from: totaljobs.com (+1 source) - 4 days ago

Control Room Compliance Officer  

UBS - London, England, United Kingdom

The Control Room works closely with the CCS, Research, Equities and FRC Compliance Advisory teams to provide accurate and consistent advice to their respective business areas, across a range of regulatory and reputational issues. We can offer you an exciting... Fsa Compliance Manual...

from: Efinancialcareers.co.uk (+1 source) - 12 days ago

Compliance Officer - Equity Research | COBS 12  

Selby Jennings Contract - London, England, United Kingdom

Compliance Officer - Equity Research | COBS 12 Duration: Long term rolling COBS 12 Telephone: 0203 758 8813 Fsa Compliance Monitoring Programme Template...

from: Efinancialcareers.co.uk (+1 source) - 14 days ago

Training Officer  

Randstad Business Support - Leeds, West Yorkshire, Yorkshire

* Identify training and development needs within the business through call analysis, appraisal schemes and regular consultation with managers and team leaders * Assist in operational managers in promoting, encouraging and improving the levels of performance... Fsa Compliance Officer Requirements... Permanent... £20000 - £25000 per annum

from: totaljobs.com (+2 sources) - 4 days ago

Audit & Compliance Manager  

Alexander Mae - Bristol

Proven experience of having managed at least one Information security management system (ISMS) and certification (BS ISO/IEC 27001), plus BS ISO/IEC 27002 controls and undertaken the role of Information security officer (ISO), including coordinating an... Fsa Compliance Regulations... Permanent...

from: jobsite.co.uk (+2 sources) - 6 days ago

Complaints Officer  

Reed - Southampton, Hampshire

Ensure that all complaints are handled in accordance with FSA, Bank and Compliance regulations to the highest quality whilst maximizing customer satisfaction to meet complaint targets and SLA’s Provide support, guidance and feedback to Branch colleagues... Fsa Compliance Reviews... 10.77

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from: reed.co.uk - 4 days ago

Chief Risk Officer – Banking  

Maclean Moore Consulting - London, South East

If you are a strong Chief Risk Officer with experience of working for a bank, liaising with the FCA/FSA, then please send a copy of your CV for a prompt response. · Experience of completing ICAAP / ILAA reports Consultant: Scott Parsons Chief Risk Officer... Fsa Compliance Rules... Permanent... From £100,000 to £140,000 per annum + excellent benefits

from: cwjobs.co.uk - 7 days ago

PPI Complaints Officer  

Reed - Southampton, Hampshire

Ensure that all complaints are handled in accordance with FSA, Bank and Compliance regulations to the highest quality whilst maximizing customer satisfaction to meet complaint targets and SLA’s Provide support, guidance and feedback to Branch colleagues... 10.77

Register your CV

from: reed.co.uk - 4 days ago

PPI Complaints Officer  

Reed - Southampton International Airport, Hampshire

Log / migrate all complaints, investigate thoroughly, resolve all issues raised, communicate clearly with the customer and close the complaint, ensuring that this is done in a compliant manner and that re-opened cases are minimized. Ability to construct... 10.77

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from: reed.co.uk - 4 days ago

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Retail Banking Compliance Officer  

Holmes Search - London, England, United Kingdom

Retail Banking or Wealth Management regulatory experience at the FSA, a Financial Services organisation or another Advisory firm. Manages client engagements including quality and risk management considerations. Knowledge of FCA handbook including; Conduct... 40,000-80,000

from: Efinancialcareers.co.uk - More than 30 days ago


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