Compliance Financial Promotions Jobs in London

Brooklands Fund Management Limited - London, United Kingdom

Brooklands is a boutique fund management company (ManCo) offering full scope of operational solutions to investment professionals including regulatory compliance, regulatory authorisation, operations and...

from: uk.lifeworq.com (+1 source) - Yesterday

Robert Half - London, United Kingdom

Supporting the Compliance department in implementing the Compliance Monitoring plan and performing monitoring in various areas including best execution and market abuse Familiarity with the FCA/UK regulatory...

from: uk.lifeworq.com (+1 source) - 2 days ago

Natixis Investment Managers - London EC1A, City of London, London

At Natixis Investment Managers, we continuously work to create an environment that promotes diversity and inclusion in all its forms, across gender, race, religion, sexual orientation, disability, ethnicity...

from: joblookup.com (+1 source) - 9 days ago

Morgan McKinley - London, United Kingdom

and develop day-to-day monitoring and surveillance, as well as to contribute to the formulation of the Our client are a prestigious assset manager who are looking to hire a Compliance Manager to join their...

from: uk.lifeworq.com - 3 days ago

MERJE - London EC1A, City of London, London

Reporting into their UK General Counsel & Chief Compliance Officer, the individual will be expected to be involved in a broad range of tasks: 2-3 years of relevant Compliance experience gained in a Fund...

from: joblookup.com - 9 days ago

Maldon Partners - London EC1A, City of London, London

Maldon Partners are recruiting a Senior Advisory Compliance Role on a permanent basis for a market leading Wealth and Investment Management firm based in London. Supervise the T&C (Training and competency)...

from: joblookup.com - 9 days ago

Arthur Recruitment - London, United Kingdom

A London Market Insurer are seeking a Compliance Officer to manage the regulatory risk associated with the business through the management of its relationship with the regulator(s) and promotion of best...

from: uk.lifeworq.com (+1 source) - 8 days ago

Eames Consulting - London, United Kingdom

1–2 years of experience in a compliance role, with a preference for familiarity with compliance in the private equity industry. Familiarity with the FCA/UK regulatory framework, and direct relevant experience...

from: uk.lifeworq.com (+1 source) - 10 days ago

Alexander Barnes - London EC1A, City of London, London

We are now looking for a Global Head of Compliance and AFC, as this firm is actively scaling up and expanding into new markets across Europe, Asia, and the U.S. Establish monitoring processes for global...

from: joblookup.com - 11 days ago

Willow Resourcing Limited - London, United Kingdom

The Risk & Compliance function has grown from 4 to more than 20 in a little over 3 years. That sort of growth creates opportunities for career development meaning this could be the start of something special...

from: uk.lifeworq.com (+1 source) - 9 days ago