Compliance Monitoring Manager Jobs in London
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Social Interest Group - North London, London, South East, UK
As a Care and Support Coordinator, you will be working alongside the Service Manager (SM) to deliver the highest standards of service quality, performance, and improvements across your service(s). You...
from: totaljobs.com
Morgan McKinley - London EC1A, City of London, London
- Planning and conduct of individual reviews in accordance with the annual compliance plan; 4) You will maintain good working relationships with Compliance colleagues, business 3) You will assist in the...
from: joblookup.com - 4 days ago
Willow Resourcing Limited - London EC1A, City of London, London
You’ll have strong Compliance Monitoring experience (Regulatory Compliance and NOT Financial Crime Compliance) within an investment management business, possessing a good working knowledge of investment...
from: joblookup.com - 18 days ago
Hays - London, United Kingdom
Furthermore, the successful candidate will contribute to compliance risk assessment and development of the annual risk-based monitoring and testing plan. By applying for this job you accept the T&C's,... £80,000-90,000 Base plus benefits
from: eFinancialCareers.co.uk - Yesterday
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Twenty84 - London EC1A, City of London, London
At Twenty84, we believe in the power of diversity as a key component of innovation, growth, and success. We promote a culture where every individual—regardless of race, ethnicity, gender, age, religion...
from: joblookup.com - 4 days ago
London, England, United Kingdom
You’ll have strong Compliance Monitoring experience within an investment management business, possessing a good working knowledge of investment products and ideally pensions as well. You’ll also need to...
from: jobleads.co.uk - 9 days ago
Black Swan Group - London EC1A, City of London, London
Strong interpersonal skills and ability to work both independently and collaboratively. Familiarity with regulatory frameworks such as AIFMD, MiFID II, and FCA Handbook. Basic understanding of ESG regulations...
from: joblookup.com - 4 days ago
The Curve Group - London EC1A, City of London, London
You will control the ownership of relevant policies, and procedure and ensure these are embedded throughout the product lifecycle. In addition, you will ensure systems and controls are in place, throughout...
from: joblookup.com - 7 days ago
London, England, United Kingdom
You will be playing a key role within the team with respect to the launch of new investment products, take-on process for new mandates, and amendments of existing investment guidelines by communicating...
from: jobleads.co.uk - Yesterday
Austin Andrew Ltd - London EC1A, City of London, London
Responsible for maintenance of Registers (conflicts of interest, breaches, policy tracker, Compliance Calendar, regulatory change project management pages, approved persons, SMCR staff Strong experience...
from: joblookup.com - 7 days ago
Alium Consultancy - London EC1A, City of London, London
We are an aspiring high-growth, UK-wide group of Solicitors (Legal Services) with a disruptive mindset, this Group has ambitious plans for both UK-wide M&A and organic growth over the next 3-5 Years. •...
from: joblookup.com - 7 days ago