Compliance Monitoring Officer Jobs in London

Miryco Consultants Ltd - London EC1A, City of London, London

While professional experience and qualifications are key for this role, make sure to check you have the preferable soft skills before applying if required. Experience of operating in a monitoring role...

from: joblookup.com (+1 source) - 5 days ago

London, England, United Kingdom

Recommending improvementsto the Compliance Monitoring Framework, including the development of efficient and innovative processes and reporting, to ensure promptidentification of compliance risks.Leading...

from: jobleads.co.uk - 3 days ago

Hydrogen Group - London, United Kingdom

As the Head of Compliance (SMF16 and SMF17), you will lead the compliance function and drive regulatory excellence within our client's organisation. This role requires a hands-on approach and a deep understanding...

from: uk.lifeworq.com (+1 source) - 2 days ago

Mondrian Alpha - London, United Kingdom

The ideal candidate will have at least 4 years of experience in a generalist compliance role, as part of a buy-side firm. The role offers a fantastic opportunity to take a step up into one of the best...

from: uk.lifeworq.com (+1 source) - 2 days ago

Finitas - London EC1A, City of London, London

Finitas are working exclusively with this growing Payments firm in their search for a Risk & Compliance officer to support the 2nd line of defense. Risk & Compliance Officer | Payments | £70,000 (doe)...

from: joblookup.com (+1 source) - 9 days ago

Oxbow Resourcing - London, United Kingdom

As Compliance Officer (FTC), you'll work very closely with the Head of Compliance to oversee the operational environment, providing advisory support and conducting compliance monitoring reviews. You'll...

from: uk.lifeworq.com (+1 source) - 4 days ago

Compliance Professionals - London, United Kingdom

Implement and carry out the Compliance Monitoring programme, including checks on best execution and financial promotions. Support risk-based compliance programmes that protect consumers and ensure financial...

from: uk.lifeworq.com (+1 source) - 4 days ago

Arthur Recruitment - London EC1A, City of London, London

Any additional information you require for this job can be found in the below text Make sure to read thoroughly, then apply. Be involved in all levels of the business providing second line input. Familiarity...

from: joblookup.com (+1 source) - 11 days ago

Attribution Search - London, United Kingdom

Specialist compliance knowledge looking to broaden coverage in a varied compliance position will be considered. Early career in Investment banking and then moving to the buy side more recently will be...

from: uk.lifeworq.com (+1 source) - 5 days ago

One Ten Associates - London EC1A, City of London, London

Candidates with specialised experience within monitoring/surveillance who'd like to diversify into a generalist role will also be considered 1-3 years compliance experience within fund management or investment...

from: joblookup.com (+1 source) - 22 days ago