Compliance Monitoring Jobs in London
Compliance Jobs
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Social Interest Group - North London, London, South East, UK
As a Care and Support Coordinator, you will be working alongside the Service Manager (SM) to deliver the highest standards of service quality, performance, and improvements across your service(s). You...
from: totaljobs.com
Blue Peg Recruitment - Central London, London, South East, UK
Reporting to the Head of Health and Safety and the Head of FM, you will play a key role in the effective and timely delivery of landlord health, safety, and compliance in terms of contractor management...
from: totaljobs.com
Barclay Simpson - London EC1A, City of London, London
Offering subject matter expertise on the interpretation and application of local and Group compliance policies and standards. Supporting with the review and approval of new and existing client relationships...
from: joblookup.com (+1 source) - 8 days ago
Morgan McKinley - London EC1A, City of London, London
- Planning and conduct of individual reviews in accordance with the annual compliance plan; 4) You will maintain good working relationships with Compliance colleagues, business 3) You will assist in the...
from: joblookup.com - 5 days ago
myGwork - London, UK
Are you at ease with leaving the comfort zone and performing under pressure with: • Minimum 5 years' experience in a compliance officer role, with investment management compliance experience strongly preferred...
from: adzuna.co.uk - Yesterday
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Arthur Recruitment - London EC1A, City of London, London
Reporting directly into the CRO, you will be working closely with other senior individuals and taking the lead on Compliance and Risk focused projects. You will be focusing on: Oversight of Internal Controls...
from: joblookup.com - Yesterday
Miryco Consultants Ltd - London EC1A, City of London, London
Learn more about the general tasks related to this opportunity below, as well as required skills. Experience of operating in a monitoring role. Contact Omo Okosun omookosun@miryco.com Requirements:
from: joblookup.com - 8 days ago
myGwork - London, UK
Our IDeal Candidate Degree educated and/or proven experience in UK Private Banking with NRI, GCA or Middle Eastern clients Proven experience in acquiring UHNW clients (minimum threshold of USD 5M and above)...
from: adzuna.co.uk (+1 source) - Yesterday
Hays - London EC1A, City of London, London
To be considered, candidates will have circa 5 years experience in an investment management operations role, will have prior experience of coding compliance rules and monitoring investment restrictions...
from: joblookup.com - 8 days ago
Willow Resourcing Limited - London EC1A, City of London, London
You’ll have strong Compliance Monitoring experience (Regulatory Compliance and NOT Financial Crime Compliance) within an investment management business, possessing a good working knowledge of investment...
from: joblookup.com - 19 days ago
Hays - London, United Kingdom
Furthermore, the successful candidate will contribute to compliance risk assessment and development of the annual risk-based monitoring and testing plan. By applying for this job you accept the T&C's,... £80,000-90,000 Base plus benefits
from: eFinancialCareers.co.uk - 2 days ago
One Ten Associates - London EC1A, City of London, London
Conduct compliance monitoring reviews in accordance to the Compliance Monitoring Programme, including thematic reviews and surveillance This role will be reporting into the Chief Compliance Officer. This...
from: joblookup.com - Yesterday