THE COMPANY: Our client is an expanding wealth management firm, offering a broad range of services across financial planning, investment management through to settlement and custody services. […]
Develop, implement, and oversee a robust compliance monitoring framework for all business areas within the Business, including financial planning, asset/fund management, and custodial services.
Lead and manage a team of compliance monitoring personnel, ensuring efficient and effective delivery of compliance oversight. […]
Collaborate with senior leadership across the business to identify emerging risks...