208 Regulatory Advisor Jobs in Croydon - page 15
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Manager, Market Abuse, Financial Crime EY - London, United Kingdom The opportunity We're currently growing our Financial Crime, Risk Consulting practice to meet increasing demand for our services Our market abuse and surveillance team within the Financial Crime practice... Competitive 28 days ago
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Associate Financial Advisor - Richmond, KY Edward Jones - Richmond TW10, Greater London, London If you’re looking for a challenging and rewarding career, the Associate Financial Advisor role at Edward Jones may be the right opportunity for you. With the same licensing as our Financial Advisors, Associate... 80.00-100.00 day 9 days ago
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FINANCIAL ADVISOR CYPRUS International Financial Advisor Jobs - London EC1A, City of London, London Our client is a renowned financial advice company with over 25 years of experience serving the community. Fully regulated under IDD & MiFID, they operate across the EU. Their commitment to independent... 100.00-125.00 day 12 days ago
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Area Wealth Manager - London Region TN United Kingdom - London EC1A, City of London, London If you’re looking for a career that will help you stand out, join HSBC and fulfill your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction... 100.00-125.00 day 12 days ago
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Wealth Adviser Just Mortgages - London, England, United Kingdom All of our Wealth Advisors need to have the drive to continually improve their technical abilities and professional development whilst achieving the highest standards of regulatory compliance, conduct... 15 days ago
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Deputy Head of Compliance SEI Investments (Europe) Ltd. - London, United Kingdom The department collaborates with business units to oversee and enhance regulatory and risk controls, ensuring compliance with applicable laws and regulations. SIEL's Compliance Department is part of the... Competitive 14 days ago
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Legal & Compliance LJ Recruitment - Harrow, London, United Kingdom Our London client in the Banking sector is seeking an Associate for the Legal and Compliance team to join as soon as possible on permanent basis with a salary of up to £30,000 on offer. This role comes... £25000 - £30000/annum 23 days ago
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Compliance Contract - Financial Planning IDEX CONSULTING LTD - London EC1A, City of London, London Reporting directly to the CEO , you will play a key role in maintaining and enhancing the firm’s compliance framework during a maternity cover contract. You will run the Compliance framework and undertake... 80.00-100.00 day 14 days ago
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Senior In-House Counsel Alexander Chapman - London EC1A, City of London, London This is a unique opportunity to take a foundational legal role at a fast-growing investment firm committed to excellence and long-term value creation. Lead the legal workstream for new fund launches, managing... 125.00-150.00 day 15 days ago
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Finance Manager London, England, United Kingdom We are looking for a Finance Manager to join our team in the UK . As a Finance Manager, your main focus will be to oversee the accounting for our operations in the UK, reporting to the Global Head of Business... 14 days ago
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