Latest Compliance Officer jobs in Enfield (page 3)

389 Compliance Officer Jobs in Enfield - page 3

Compliance Officer Davies Talent Solutions - London, United Kingdom In order to make an application, simply read through the following job description and make sure to attach relevant documents. Uphold FCA and Lloyd’s conduct standards while championing best practices... 2 days ago
Banking Compliance Officer Barbara Houghton Associates - City of London, London, South East, UK This position provides an exciting opportunity to work within a small team covering a broad area of duties. not provided Yesterday
Compliance Officer Middlesex Partnership - EC3M, Langbourn, Greater London, United Kingdom Our client is a renowned Chinese bank operating as a Branch in the UK for the past 7 years. Known for its exceptional customer services and international presence, the bank offers a dynamic work environment... £30000 - £50000/annum Competitive Benefits 19 days ago
Compliance Officer Quantum Group - City of London, London, United Kingdom Assisting the Chief Compliance Officer (CCO) and the Compliance Managers (CMs) for managing the regulatory communications Rule 4: You must pay due regard to the interests of customers and treat them fairly... £50000 - £55000/annum 20 days ago
Compliance Officer Coopman Search and Selection | B CorpTM - London, United Kingdom Assess compliance issues for new business projects, including new funds, instruments, counterparties & business lines Strong understanding of surveillance and knowledge of various asset classes including... 4 days ago
Compliance Officer CPS Group (UK) Limited - City of London, London, United Kingdom Excellent interpersonal and communications skills with experience of managing internal stakeholders and potentially ultimately external stakeholders. Responsibility to liaise with external and internal... £40000 - £60000/annum 20 days ago
Compliance officer Daniel Owen Ltd - Kingston upon Thames, London, United Kingdom With a customer-focused, flexible, cooperative and well organised working style, you will have excellent communication and interpersonal skills, the ability to communicate compliance information clearly... £239 - £240/day 14 days ago
Compliance Officer Black Swan Group - London, United Kingdom Investigating potential instance of market abuse and rule breaches and product detailed reports highlighting the abusive behaviour. Play an important part in delivery of a variety of initiatives across... 4 days ago
Senior Compliance Officer Hunter Gatherer AHP - London, United Kingdom Employee Assistance Programme (EAP) / Wellbeing: Access to our Well-being Employee Assistance Programme (EAP) upon start date giving you access to financial, psychological, and health/fitness benefits... 2 days ago
ABPI Compliance Officer CK Group- Science, Clinical and Technical - Uxbridge, United Kingdom Support the wider compliance team to improve processes, identify risks and help drive a culture of compliance. It is essential that applicants hold entitlement to work in the UK. Please quote job reference... 12 days ago

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