97 Head Compliance Monitoring Jobs in London - page 2
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Compliance Manager Fintellect Recruitment - London EC1A, City of London, London To monitor consultation papers and policy statements issued by relevant regulatory authorities and wider bodies, liaising as necessary with the CRO and Head of Risk and Compliance on how any such developments... 8 days ago
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Legal & Compliance Manager Coopman Search and Selection | B Corp™ - London EC1A, City of London, London Coopman Search and Selection are delighted to partner with a growing alternative investment manager with circa £7 billion AUM. This role is a newly created role and will report into the General Counsel... 8 days ago
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Market Surveillance Officer SIGMA BROKING LIMITED - London, United Kingdom Calibration and tailoring of monitoring systems to ensure that alerts are generated optimally and reduce false positives across trade surveillance and electronic communications systems; If you are considering... 6 days ago
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International Compliance Manager London, England, United Kingdom Support implementation ofcompliance plan to ensurecompliance with U.S. & European applicable regulation. Specific experience in the North America, Australia and/or European insurance markets would be highlybeneficial... 10 days ago
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Senior Compliance Analyst MW Appointments - London, Greater London Our client is an innovative business within the Lloyd's and global (re)insurance markets which includes a specialist Lloyds Managing Agency. They are looking for a Senior Compliance Analyst following a... £50000.00 - £65000.00 per annum 18 days ago
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Compliance Analyst - Private Equity/Venture Capital Coopman Search and Selection | B CorpTM - London, United Kingdom In this role you will be responsible for a providing generalist compliance support to the wider compliance team. You will report directly into the Head of Compliance. Assist Compliance Team to collate... 29 days ago
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Head of Credit Approval Antony James Recruitment Ltd - City of London, London, United Kingdom Responsible for keeping up to date the Bank's credit approval framework, including establishing the independent credit risk approval process to identify, assess, monitor, measure and control credit risk... £90000 - £100000/annum 13 days ago
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Compliance Officer - Monitoring Bruin - London, United Kingdom Is your CV ready If so, and you are confident this is the role for you, make sure to apply asap. Marketing Compliance/Financial Promotions experience Market Abuse Regulation (MAR) understanding Requirements... 20 days ago
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Deputy Head of Credit City of London, England, United Kingdom Liaison with Credit Administration, Remedial Management, Monitoring Unit, Finance, Compliance & Audit for processes relating to Credit Approval function. Objectively assess credit proposals, identifying... 2 days ago
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Compliance Advisory Officer InterQuest Group - London, United Kingdom Support the Compliance Manager and Head of Advisory by reviewing and challenging relevant governance committee papers, and deputise for the Compliance Manager when required. Operate in line with the Bank's... 6 days ago
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