1,557 Regulatory Compliance Jobs in London - page 2
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PremiumGraduate Sales Associate This is Prime - City of London, London, South East, UK Built upon the expertise and experience of accomplished compliance consultants, our client is driven by a simple yet powerful mission: to redefine how teams navigate regulatory challenges. Their aim is...
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PremiumProduct Risk Manager , Investment Compliance , Private Bank JJ Search Ltd - City of London, London, South East, UK The Product Risk Manager will work closely with the Front Office Portfolio Management team acting as part of the First Line of Defence, ensuring appropriate Investment and Regulatory compliance across...
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Regulatory/Risk & Compliance Assistant Setfords - Surrey Quays SE16, Greater London, London The Regulatory/Risk and Compliance Assistantwill play an important role in ensuring compliance with AML regulations and other regulatory requirements within Setfords. They will contribute to the firms... 8 days ago
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Director of Compliance James Andrews Recruitment Solutions Ltd - Surrey Quays SE16, Greater London, London Put in place – and ensure the robust management and implementation of – systems and controls ensuring compliance, recording and maintenance of accurate information on all aspects of property compliance... Yesterday
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Director of Compliance Birchlake Recruitment - London, United Kingdom Their platform is used by 1000+ dealers at 85 financial institutions worldwide. Over recent years, they have raised more than $30m in equity funding from global financial institutions and VCs to fuel their... Yesterday
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Senior Compliance Associate Black Swan Group - London EC1A, City of London, London As a Senior Compliance Associate, you will play a crucial role in maintaining and enhancing the firm's compliance programme. You will be responsible for monitoring and ensuring adherence to applicable... Yesterday
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Director of Compliance ec1 partners ltd - London EC1A, City of London, London Manage the regulatory risk profile of the business and operations, including providing pragmatic recommendations to senior business and corporate function stakeholders Support new product development work... Yesterday
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Manager, Core Framework Compliance Pontoon - London, United Kingdom Thorough knowledge of applicable laws and regulations, Compliance-related requirements, and risk mitigation techniques, usually acquired through formal education and experience, is required to manage the... 5 days ago
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Compliance Associate Coopman Search and Selection - London, United Kingdom In this role you will be responsible for assisting with all compliance and legal matters covering multiple jurisdictions whilst contributing to ensure the firm maintains a robust compliance control framework... 2 days ago
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Senior Compliance Associate Coopman Search and Selection - London, United Kingdom This a great opportunity to join an expanding, award-winning specialist compliance consultancy who keep going from strength to strength. Our client offers a dynamic working environment which offers a great... 2 days ago
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Development Portfolio Director London, England, United Kingdom The Development Portfolio Director is pivotal in managing OEGEN's commercial relationships with development partners under equity investments and joint development agreements. This role is key to establishing... 3 days ago
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Regulatory Operations – Transaction Reporting – Vice President Goldman Sachs - London, England, United Kingdom We’re looking for a professional individual who wants to apply their financial market knowledge and develop their understanding of regulatory reform at the heart of the financial markets. With the continued... 25 days ago
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