438 Head Compliance Jobs in Sevenoaks - page 2
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Head of Compliance Gold Grain Capital Ltd - London, United Kingdom Qualifications: Extensive and proven track record in regulatory compliance within the financial services or consultancy sectors, preferably within MiFID firms (5 years+) 3+ years of experience in an SMF... Competitive 4 days ago
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Head of Compliance Kuflink - Gravesend, United Kingdom Developing and managing relationships with key stakeholders as required to fulfil your role e.g. internal (senior managers, the board, Finance, Admin) and external (suppliers, partners) Managing compliance... 29 days ago
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Head of Compliance - Private Markets Eames Consulting - London, United Kingdom Prior experience holding the SMF is desirable but not essential Experience managing or leading teams Today
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Head of Compliance full-time Speedinvest London, England, United Kingdom According to Austrian law we are required to state a minimum salary for this position. The expected minimum salary for this role is EUR 70,000.00 gross annually. The salary will be a competitive package... Yesterday
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Head of Compliance - Hedge Fund Austin Andrew Ltd - London, United Kingdom Please note that there is no requirement to assume the SM16 Providing regulatory advice Today
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Head of Compliance (Insurance/Financial Services) Arthur Recruitment - London, United Kingdom Strong experience with S166 / investigations - full coverage from start to finish, including FCA liaison Strong Consumer Duty and Conduct Risk experience Key requirements: Today
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Head of Compliance UK (SMF 16 and 17) London, England, United Kingdom Monitor changes in legislation and regulatory policies that impact venture capital operations and implement necessary updates to compliance frameworks. This role is ideal for someone with a strong compliance... 8 days ago
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Legal & Compliance Analyst Bruin - London, United Kingdom Previous experience in an investment management firm ideally, or experience within a financial service or a law firm covering a wide variety of duties Work across all departments, ensuring compliance with... Today
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Company Secretary and Compliance Assistant Eames Consulting - London, United Kingdom Assist in the administration complaints, maintain records, report to Lloyd’s/FOS, and prepare files. Prepare Board and Committee meetings information and packs. Attend meetings and take minutes. 24 days ago
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Risk and Compliance Solicitor Howard Kennedy - London, England, United Kingdom This is an excellent opportunity for a qualified Solicitor or experienced Risk & Compliance professional with a background in legal to join our Risk and Compliance team. The team are high performing and... Yesterday
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