Senior Compliance Jobs in Uxbridge

Edenbrook - London, United Kingdom

Assist in the monitoring and reporting of conduct risk exposure including treating customers fairly/ Consumer Duty, product oversight and complaints. Assist with the dealing of complaints, including liaising...

from: uk.lifeworq.com (+1 source) - 2 days ago

Barclay Simpson - London EC1A, City of London, London

Make your application after reading the following skill and qualification requirements for this position. Guide internal stakeholders in implementing compliance monitoring processes. Assist in running...

from: joblookup.com (+1 source) - 7 days ago

MW Recruitment Limited - London EC1A, City of London, London

Manage computer-based training programs for staff, ensuring content relevance and tailoring to brokers' activities where necessary. Oversee the attestation process to confirm staff understanding and compliance...

from: joblookup.com (+1 source) - 8 days ago

Selby Jennings - London, United Kingdom

You will cultivate positive working relationships with other members of the Dispute Resolution & Financial Crime Legal Advisory team and outside counsel; work collaboratively with internal clients and...

from: uk.lifeworq.com - 3 days ago

InterQuest Group - London, United Kingdom

Timely acknowledgment and handling of FCA Information Requests and Trade Body Surveys, including communication with regulators and stakeholders. Developing and maintaining regulatory and conduct risk management...

from: uk.lifeworq.com (+1 source) - 3 days ago

Arthur Recruitment - London EC1A, City of London, London

This is an excellent opportunity to join a growing compliance function focussing on the broad spectrum of compliance topics. You will contribute to the growth and development of the business at a senior...

from: joblookup.com (+1 source) - 11 days ago

Charles Levick Limited - London, United Kingdom

This role requires an experienced professional with excellent communication and interpersonal skills and a track record of delivery operating across all levels. The role will partner with the Global Head...

from: uk.lifeworq.com (+1 source) - 2 days ago

Compliance Professionals - London, United Kingdom

A minimum of five years' experience in a risk or compliance role within a financial services organisation, ideally banking or lending. Assisting with testing compliance-owned systems and methodologies...

from: uk.lifeworq.com (+1 source) - 4 days ago

Hays - London EC1A, City of London, London

To perform this role effectively, it's important to stay abreast of market and regulatory news, and the holder may be required to represent the firm at industry forums. Furthermore, the job holder will...

from: joblookup.com (+2 sources) - 2 days ago

Eames Consulting - London, United Kingdom

This candidate must have excellent stakeholder skills and ideally a very proactive approach. 8+ years experience in investment management compliance Ability to work autonomously where required

from: uk.lifeworq.com (+1 source) - 4 days ago