The role of a compliance officer is an increasingly important one in a world where more sophisticated investment trends are becoming ever popular. The job requires the ability to handle financial promotion materials and provide assistance to business clientele through phone calls and emails. Research duties such as reviewing transactions and reviews of investment restrictions will also be expected
The ideal candidate for the position of compliance officer will have a graduate level or equivalent qualification, be well-versed in COBS and the FSA’s rule book and have experience in advising marketing materials and monitoring. Other useful skills include critical thinking, linguistic versatility and the ability to work on initiative.
For those who are looking for work within this industry, the average salary that can be expected is around £37,500 a year, with lows of £26,000 and highs of £47,000. The job offers considerable benefits and is a great way to build a career.