63 Compliance Monitoring Officer Jobs in Cambridge
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Senior Compliance Monitoring Officer London, England, United Kingdom We have always been employee-owned and driven by entrepreneurial spirit. Right from the beginning, we've focused on employing talented individuals and empowering them to make a real difference to the company... Yesterday
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Compliance Monitoring Officer Eximius Finance - London, United Kingdom Report and discuss all findings with appropriate management obtaining their responses to the findings made and following up to ensure remediation. Assist with scoping, implementing and managing second... £50k - £70k 3 days ago
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Senior Compliance Monitoring Officer Finitas - London EC1A, City of London, London Reporting into the Head of Compliance Monitoring, you will be leading and performing BAU monitoring activities and thematic reviews across their various business units. Along with this, you will be contributing... 22 days ago
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Senior Compliance Monitoring Officer Starling Bank - London, England, United Kingdom Conduct Oversight reviews as part of a high performing Conduct & Compliance Oversight team, ensuring the timely and accurate delivery of regulatory compliance and conduct related Oversight reviews and... 6 days ago
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Monitoring Regulation Officer Eton Clarke - London, United Kingdom Job Description: In this role, you will serve as a Regulation Officer with a focus on monitoring activities to ensure compliance with regulatory requirements and internal policies. Eton Clarke is partnering... Competitive 9 days ago
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Compliance Officer - Monitoring Bruin - London EC1A, City of London, London Our client, a well-established global investment management firm, are currently going through an exciting period of growth and are looking to add a motivated and driven Compliance Officer to their team... 28 days ago
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Compliance Monitoring Officer (Remote) Heat Recruitment - Market Harborough , Leicestershire, UK Synonyms: IFA, Compliance Manager, Compliance Officer, Compliance Executive, Financial Planning, Financial Advice, Financial Advisor, Financial Planner, Financial Adviser, Compliance Consultant, FCA, Oversight... £55000 Per Annum 11 days ago
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Compliance Officer 300 North Limited - London Arena, United Kingdom Ability to build strong working relationships with other stakeholders whilst ensuring that the best interests of the projects are promoted and maintained Maintain accurate records of evidence received... £35000 - £38000/annum 5 days ago
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Compliance Analyst Barbara Houghton Associates - City and County of the City of London, United Kingdom * Assist the Compliance Officer in ensuring that the firm can respond in a timely basis to requests for information from the FCA. * Assist the Compliance Officer with monitoring of outsourcing to third... £45000 - £55000/annum Plus Banking Benefits 11 days ago
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Compliance Monitoring Bruin - London EC1A, City of London, London Purpose of the Job: As a Compliance Monitoring Officer at this firm, you'll play a crucial role in ensuring compliance with regulatory and legal obligations. You'll contribute to the compliance monitoring... 12 days ago
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