31 Vp Compliance Jobs in Greater London
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VP Compliance Advisory - Markets Morgan McKinley - London, United Kingdom You will play a key role in managing Compliance risk by identifying problems and potential weaknesses in ETD activities, conduct or controls, escalating these to management and developing recommendations... 15 days ago
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VP of Compliance London, England, United Kingdom Create a collaborative compliance framework: Foster collaboration by liaising with Deriv Group's Head of Compliance and our Compliance teams worldwide. Through an aligned and holistic compliance framework... 9 days ago
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VP of Compliance London, England, United Kingdom Excellent leadership and interpersonal skills, with the ability to effectively communicate with stakeholders at all levels of the organization. Conduct regular risk assessments to identify potential compliance... 9 days ago
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Compliance Testing Officer - VP Eximius Finance - London, United Kingdom Requirements: · Minimum of 5 years of experience in internal and/or external audit, compliance testing team or a similar function within the financial industry · Extensive experience in compliance... £80k - £110k 4 days ago
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VP - Client Assets (CASS) Compliance Manager Investigo - London, United Kingdom Responsibilities: Act as a senior SME advising on CASS & FSCS/PRA regulation. £90k - £110k 4 days ago
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Energy Compliance Officer, Electronic Trading - VP / Director Simmons & Hanbury - London, United Kingdom Our client is a market leading global electronic trading and financial services firm. They are seeking a Compliance Officer (VP - SVP level) in London to work within a flat structure and take the lead... 29 days ago
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Corporate Functions Compliance, Regulations Management - Compliance Product Officer (VP) at Citi Citi - London, United Kingdom Collaborating with other internal areas including: Legal, Business Management, Operations, Technology, Finance, other Control Functions, and In-Business Risk to address compliance issues which may impact... Competitive 4 days ago
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VP Business and Functions Compliance Officer Natixis Corporate & Investment Banking - London, London, United Kingdom The incumbent will act as a core member of the Business and Functions Compliance team, supporting a broad range of Advisory Compliance activities across the various business units and functional areas... Competitive 12 days ago
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VP Business and Functions Compliance Officer Natixis Corporate & Investment Banking - London, London, United Kingdom UK Surveillance oversight is also a core part of the responsibility embedded in the Business and Functions Compliance team, in order to ensure alignment of activities and co-ordination with the broader... Competitive 12 days ago
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Compliance Testing Officer (VP) Citi - London, England, United Kingdom Additional duties as assigned.Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets... 17 days ago
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