Latest Compliance Monitoring Officer jobs in Guildford - JobisJob United Kingdom Mobile

47 Compliance Monitoring Officer Jobs in Guildford

Head of Compliance and MLRO MPowered Mortgages - Guildford, United Kingdom Ensure that the company operates in compliance with all relevant regulations and laws, minimizing regulatory risks and potential financial penalties. Maintain a strong working relationship with regulatory... 13 days ago
Senior Compliance Monitoring Officer Finitas - London, United Kingdom Apply now, read the job details by scrolling down Double check you have the necessary skills before sending an application. Must be from an insurance background, preferably insurance broking or Lloyd's... 8 days ago
Compliance Monitoring Officer Eximius Finance - London, United Kingdom Document the findings, recommended actions and management responses together with agreed timescales and action owners. Candidates should have the following experience: 2 – 3 years compliance monitoring... £50k - £70k 20 days ago
Compliance Officer - Monitoring Bruin - London, United Kingdom Make sure to apply with all the requested information, as laid out in the job overview below. Marketing Compliance/Financial Promotions experience Market Abuse Regulation (MAR) understanding Requirements... 13 days ago
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Compliance Officer Sanderson PLC - London, United Kingdom Conduct horizon scanning for emerging regulatory risks and collaborate with Senior Managers to ensure effective implementation of changes.Requirements: Partner with Senior Managers and Senior Compliance... £40000 - £80000/annum 3 days ago
Compliance Monitoring Officer - Insurance London, England, United Kingdom Conducting specific thematic reviews independently or in collaboration with other Central Monitoring team members If you would like this job advertisement in an alternative format, please contact MERJE... 23 days ago
Compliance Monitoring Officer (London, GBR, EC2R 7HE) London, England, United Kingdom • Responsible for maintaining excellent record keeping in alignment with the Compliance Monitoring Specification – correct use of test folders, version control, naming conventions which produce orderly... 24 days ago
Head of CFE Compliance Cantor Fitzgerald - London, United Kingdom Have overall responsibility for operational risk management issues within the Compliance function and operate as the key contact with the Operational Risk function. Ensure all material issues arising from... Today
Data Protection Associate - Risk Management - London, Leeds, Birmingham London, England, United Kingdom This is an exciting opportunity working within EY’s Data Protection team to ensure the firm’s compliance with applicable privacy legislation. Performing front line compliance work and providing support... 2 days ago
Compliance Analyst London, England, United Kingdom The broader Compliance team comprises over 60 individuals in the UK, reporting through to the Chief Risk Officer. The Compliance team located in the UK covers Investment, Product, Client Group, Financial... 3 days ago

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