148 Bank Regulatory Compliance Jobs in London
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PremiumProduct Risk Manager , Investment Compliance , Private Bank JJ Search Ltd - City of London, London, South East, UK The Product Risk Manager will work closely with the Front Office Portfolio Management team acting as part of the First Line of Defence, ensuring appropriate Investment and Regulatory compliance across...
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PremiumSenior Compliance Manager Sterling Williams Ltd - West London, London, South East, UK Sterling Williams have a fantastic opportunity for a Senior Compliance Manager who will support the Head of Compliance (SMF16), deputising when necessary, in providing a proactive and timely delivery of...
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Controls Testing & Assurance Senior Testing Officer International Private Bank Deutsche Bank - London, United Kingdom The CT&A Testing Officer International Private Bank (IPB) will be responsible for executing and, where relevant, being the review owner of compliance testing reviews for IPB UKI Region and, where relevant... Competitive 3 days ago
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Vice President Compliance Gresham Hunt - London EC1A, City of London, London This is a VP grade position, where you will be expected to help advise on policies and procedures for their capital markets activities. You will be responsible for providing timely and accurate advice... 9 days ago
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FP&A Manager Cedar - City of London, London, United Kingdom Monitoring and maintenance of the general ledger, financial accounts and management accounts, including backup, supporting schedules and reconciliations and journal posting for month-end and year-end accounts... £75000 - £85000/annum 4 days ago
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Compliance Assistant Barbara Houghton Associates - City and County of the City of London, United Kingdom On behalf of our client, an International Bank based in London, we are looking for a Compliance Assistant to join their team in London on a permanent basis. * Collaborate with other departments to provide... £40000/annum 3 days ago
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Trade Floor Regulatory Compliance Director MW Recruitment Limited - London EC1A, City of London, London Direct access to all operations within their assigned BU(s), which includes access to all documents if the incumbent believes are relevant for the effective execution of their compliance responsibilities... Yesterday
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Treasury Clearing Project Manager
City of London, London, United Kingdom Seasoned Project Management experience in major/complex institutions (Tier 1 banks or Top 4 consulting firms), working on regulatory projects A Tier 1 Investment Bank is looking for a Treasury Clearing... £750 - £850/day £850 Umbrella 4 days ago -
Financial Controller - Early Stage Fintech Cedar - City of London, London, United Kingdom Monitoring and maintenance of the general ledger, financial accounts and management accounts, including backup, supporting schedules and reconciliations and journal posting for month-end and year-end accounts... £80000 - £85000/annum 10 days ago
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Director of Generative AI — Innovation Lab (Hybrid) Citi - London, England, United Kingdom We're on the hunt for a highly skilled and experienced senior AI Engineering manager to lead a GenAI platform unit. In this role, you'll be a key player in driving innovative projects throughout the bank... 21 days ago
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Cop Ops control and Regulatory Support – 12 month FTC Barbara Houghton Associates - City and County of the City of London, United Kingdom Our client is seeking a Cop Ops control and Regulatory Support to join their team on a 12-month FTC basis. You will be required to work from the Office 5 days per week. * To design and update internal... 19 days ago
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Regulatory Compliance Brian Durham Recruitment Services - SW1X, Belgrave Square, Greater London, United Kingdom Applicants must have a modicum of FCA handbook experience & knowledge, coupled with regulatory horizon scanning/regulatory developments. £35000 - £42500/annum 19 days ago
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