36 Compliance Financial Promotions Jobs in London
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Interim Compliance Generalist - (Buy side experience) Robert Half - London, United Kingdom Supporting the Compliance department in implementing the Compliance Monitoring plan and performing monitoring in various areas including best execution and market abuse Familiarity with the FCA/UK regulatory... Yesterday
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Client Advisory Manager - Regulatory Compliance London, England, United Kingdom Gathering a deep understanding of new AR mandates, identifying the regulatory permissions required to execute the desired business model/ strategy and providing challenge with regards to how such activities... 2 days ago
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Compliance Officer - Private Office Meraki Talent - London, United Kingdom Some of your duties will include: Maintain and implement a robust compliance framework, policies, and procedures in accordance with relevant regulatory requirements, industry best practices, and internal... Circa £70k - £80k per annum 2 days ago
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Compliance Manager, Insurance - UK London, England, United Kingdom We are looking for an experienced compliance professional to join the Amazon EU S.a.r.l (AEU UK) team to support the compliance operations of the firm. Reporting to AEU UK’s Senior Compliance Manager,... 2 days ago
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Compliance Officer London, United Kingdom Job Advert: Compliance Officer Job Title: Compliance Officer Job Type: Permanent Hours: Full Time, 08:00 – 18:00, Monday to... Market rate 3 days ago
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Compliance Officer London, England, United Kingdom Assist with advice/guidance to the business and oversight of the handling of key areas of Compliance, including client money, financial promotions, and product governance etc., and ensure that employees... 4 days ago
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Marketing Compliance Manager Danos Group - London EC1A, City of London, London Our client a Market Leading Private Bank is looking for a Marketing Compliance Manager to join their London team. This role is ideal for a compliance professional with experience in marketing compliance/financial... 7 days ago
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Compliance Officer FinTop Consulting - London EC1A, City of London, London The company is an innovative player in the Fintech sector, aiming to revolutionize how individuals manage their finances and invest for the future. They steer away from speculative ventures like cryptocurrency... 7 days ago
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Compliance Manager – remote role London, England, United Kingdom Submitting Regulatory Returns, including Quarterly and/or Annual Financial Returns and other reports to FCA, within the prescribed deadlines, and the gathering of internal information in response to regulatory... 5 days ago
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Compliance Manager- Asset Management Morgan McKinley - London, United Kingdom and develop day-to-day monitoring and surveillance, as well as to contribute to the formulation of the Our client are a prestigious assset manager who are looking to hire a Compliance Manager to join their... 13 days ago
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