176 Trading Compliance Jobs in London
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PremiumRisk & Compliance Manager - Marketing Claremont Consulting - City of London, London, South East, UK Risk & Compliance Manager - Marketing
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PremiumContract Specialist (OCTG) People First Recruitment - Central London, London, South East, UK Contract Specialist (OCTG) - What You'll be Doing: Hybrid 2 days office
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Electronic Trading Compliance and Operational Risk Officer myGwork - London, UK Identify compliance and operational risk training needs, provide subject matter expertise to support development of training curriculum, and inspect Electronic Trading business and third-party participation... 4 days ago
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eTrading Oversight Manager London, England, United Kingdom A good understanding of operational risks relevant to algorithmic and electronic trading, including key technology processes, and demonstrable track record in delivering appropriate oversight and challenge... 2 days ago
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Compliance - Equities Compliance – Equities High Touch and Electronic Trading - Associate - London Goldman Sachs - London, England, United Kingdom The candidate should be able to: work in a multi-dimensional business that is heavily client focused, manage time effectively to respond to real-time queries and issues, and have the ability to deliver... 4 days ago
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Vice President Compliance Gresham Hunt - London EC1A, City of London, London Gresham Hunt has been mandated by our UK Investment Banking client to find a new Compliance Advisory Officer. Candidates must be based in the UK with full and unrestricted right to work. Unfortunately... 9 days ago
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Risk, Regulatory Engagement, Analyst, London Goldman Sachs - London, United Kingdom We are a function within the Risk Division (second line of defense) responsible for managing the Division's regulatory compliance and legal entity governance across risk disciplines (i.e. market risk,... Competitive 11 days ago
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Trade Floor Regulatory Compliance Director MW Recruitment Limited - London EC1A, City of London, London Assess data and make informed decisions and sound subjective judgments to monitor trading activity for compliance with the relevant rules and regulations. The candidate should have several years of experience... Yesterday
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Trade Surveillance Specialist (Day Rate Contract) Britannia Global Markets Limited - London, United Kingdom Assist in ongoing client investigations and ‘Enhanced Client Monitoring’, providing analysis and reports to the Head of Compliance Timely and accurate investigation and disposition of market abuse and... Yesterday
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Lead Process Automation Developer TRG Screen - London EC1A, City of London, London An exciting, brand new role has emerged from our ambitions to enable our customer operations teams with automated processes, and we are currently searching for a Lead Process Automation Developer. This... 2 days ago
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FX Options Fintech-rec.co.uk - London EC1A, City of London, London Stay abreast of market trends, economic indicators, and industry developments to provide valuable insights and capitalize on emerging opportunities. Develop and execute a comprehensive options sales strategy... 15 days ago
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Loan Closing Operations Specialist Deloitte - Recruitment - London, United Kingdom Please note you will be required onsite 5 days per week, 0830-1830. Overall purpose of the role The Credit Loans Middle Office Team supports various business teams with the origination, syndication, and... Day rate 16 days ago
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