25 Regulatory Compliance Analyst Jobs in Southampton
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Compliance Analyst CBSbutler Holdings Limited trading as CBSbutler - Farnham, Surrey, United Kingdom CBSbutler is operating and advertising as an Employment Agency for permanent positions and as an Employment Business for interim / contract / temporary positions. CBSbutler is an Equal Opportunities employer... 9 days ago
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Compliance Monitoring Officer (FTC) Investigo - Slough, United Kingdom It is a 6 months contract and will require to work in office 3 times a week. Draft detailed reports for management and stakeholders. Monitor compliance progress and report to management. Proven experience... 2 days ago
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Trade Settlements Analyst X4 Technology - Slough, United Kingdom Manage the full cycle of invoice creation, distribution, reconciliation and settlement of physical and financial trading activities, handling both Accounts Payable and Receivable. Ensure strict compliance... 2 days ago
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Area Wealth Manager - Dorset & Wiltshire Area HSBC - Poole, United Kingdom Your responsibilities will include: Being accountable for the team's compliance, sales quality, and Professional Standards, acting as the first line of defence to deliver principled business standards... Competitive 27 days ago
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Risk Management & Reporting Analyst Lutine Bell - Slough, United Kingdom This is an excellent opportunity to contribute to a robust risk management framework within a dynamic and supportive environment. If you are passionate about risk management and looking to make a significant... 2 days ago
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Business Analyst / Project Manager – Fund Accounting HSBC - Slough, United Kingdom If you’re looking for a career that will help you stand out, join HSBC, and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction... 2 days ago
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Ethics & Compliance Analyst Centrica - Windsor, Berkshire, United Kingdom Location: We work flexibly in line with our Flexible First working arrangements believing that empowered colleagues are happier and more productive. The successful candidate will, however, need to be comfortable... £36329/annum 28 days ago
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Compliance Analyst Larbey Evans - Slough, United Kingdom This is a unique opportunity for a compliance professional or a paralegal to join a top-tier US law firm as a Compliance Analyst in their London office on a permanent basis. 2+ years’ experience as a paralegal... 9 days ago
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Quality Assurance Analyst , Investment Suitability , Client Reviews , Wealth Planning & Investments JJ SEARCH LTD - Slough, United Kingdom The Quality Assurance Analyst will support the production and ongoing development of effective Front Office MI / KPIs to monitor ongoing competence and to demonstrate that the right client outcomes are... 9 days ago
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Analytics Governance Analyst Maru Search & Consultancy, a CRG Company - Slough, South East England, United Kingdom You’ll be working closely with contractors and colleagues across Risk, Finance, Compliance, Front and Back Office – helping identify what the business is producing, whether it's regulatory, operational... 13 days ago
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