Compliance Regulatory Jobs in London

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Lawyer  

IQ Risk - London, South East, UK

The ideal candidate will have experience advising clients on a wide range of crypto-related matters, including regulatory compliance, token offerings, smart contracts, and decentralized finance (DeFi)...

from: totaljobs.com

Product Risk Manager , Investment Compliance , Private Bank  

JJ Search Ltd - City of London, London, South East, UK

The Product Risk Manager will work closely with the Front Office Portfolio Management team acting as part of the First Line of Defence, ensuring appropriate Investment and Regulatory compliance across...

from: totaljobs.com

Compliance Analyst  

CMC Markets UK Plc - City of London, London, South East, UK

This is an ideal role for someone from an FS Ops background who is looking to make the move into Compliance.

from: totaljobs.com

Competition & Regulatory Compliance Lawyer  

BT Group - London, United Kingdom

Millions of people rely on us every day to help them live their lives, power their businesses, and keep their public services running. We connect friends to family, clients to colleagues, people to possibilities...

from: uk.lifeworq.com (+1 source) - Yesterday

Regional Commercial Director, Managed Services – Regulatory Compliance  

S&P Global - London, England, United Kingdom

S&P Global states that the anticipated base salary range for this position is $107,100 to $212,975. Final base salary for this role will be based on the individual’s geographic location, as well as experience...

from: jobleads.co.uk (+1 source) - 5 days ago

Principal  

Nelson College London - London, United Kingdom

The Principal of Nelson College London (NCL) shall operate under the guidance of the Board of Directors in executing a multitude of pivotal tasks. They are expected to contribute to the development and... £75000/annum

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from: CV-library.co.uk (+1 source) - 6 days ago

Trade Floor Regulatory Compliance Director  

MW Recruitment Limited - London, United Kingdom

Assess data and make informed decisions and sound subjective judgments to monitor trading activity for compliance with the relevant rules and regulations. The candidate should have several years of experience...

from: uk.lifeworq.com (+1 source) - Yesterday

Compliance Associate  

Robert Half - London EC1A, City of London, London

Maintain and implement a robust compliance framework, policies, and procedures in accordance with relevant regulatory requirements, industry best practices, and internal guidelines. Stay up-to-date with...

from: joblookup.com - Yesterday

Regulatory/Risk & Compliance Assistant  

Setfords - Surrey Quays SE16, Greater London, London

At Setfords, we believe the only way we will deliver on our business’ amazing potential is by working together. We share in each other’s successes, and help each other out when things don’t go to plan...

from: joblookup.com - Yesterday

Responsible Investment Associate  

Close Brothers Group - London

As an employer, Close Brothers Asset Management is committed to equality and valuing diversity within its workforce. We provide equality of opportunity and will aim to ensure that no employees or candidates...

from: networxrecruitment.com - 4 days ago

Compliance Associate  

Black Swan Group - London EC1A, City of London, London

· Regulatory compliance: Stay abreast of relevant financial regulations, including but not limited to AIFMD and other FCA guidelines. If you believe you have the skills and experience to excel in this...

from: joblookup.com - 2 days ago

Senior Compliance Officer - Regulatory  

Alexander Mann Solutions (Contingent) - London, United Kingdom

Liaising with all necessary key stakeholders to achieve mutual agreement of any recommendations raised during the review with allocated assignees. This client will only accept workers operating via an... Negotiable

from: eFinancialCareers.co.uk - 6 days ago

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Controls Testing & Assurance Senior Testing Officer International Private Bank  

Deutsche Bank - London, United Kingdom

We have implemented a Hybrid Working Model that enables eligible employees to work remotely for a part of their working time and reach a working pattern that works for them Competitive salary and non-contributory... Competitive

from: eFinancialCareers.co.uk - 5 days ago


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