Compliance Associate  

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Description

Are you an organised and proactive professional with a passion for regulatory compliance? We are seeking a Compliance Associate to support and oversee the compliance function within our respected Independent Financial Adviser (IFA) firm.
This is a fantastic opportunity to play a crucial role in ensuring adherence to both internal procedures and external regulatory standards, helping to manage risk and maintain open, professional relationships with the FCA and other relevant authorities. […]
Maintain and manage open, constructive communication with the FCA and relevant authorities, handling reports...

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