Compliance Monitoring Jobs in London

Eximius Finance - London, United Kingdom

Document the findings, recommended actions and management responses together with agreed timescales and action owners. Candidates should have the following experience: 2 – 3 years compliance monitoring... £50k - £70k

from: eFinancialCareers.co.uk - 6 days ago

London, England, United Kingdom

Conducting specific thematic reviews independently or in collaboration with other Central Monitoring team members If you would like this job advertisement in an alternative format, please contact MERJE...

from: jobleads.co.uk - 9 days ago

Danos Group - London EC1A, City of London, London

Scroll down to find the complete details of the job offer, including experience required and associated duties and tasks. Good knowledge of the UK regulatory framework Key Experience:

from: joblookup.com - 9 days ago

Symes Collins - Mereworth, United Kingdom (+1 location)

The successful candidate must have gained solid Compliance experience of COBS with a comprehensive understanding of FCA and other appropriate regulations governing the conduct of retail stock broking or...

from: uk.lifeworq.com (+1 source) - Today

Pontoon - London, United Kingdom

Financial Control & Product Control - ongoing monitoring of financial performance incl. lead of annual financial forecast/MYP process, development of a product control function in line with MaRisk including...

from: CV-library.co.uk - Today

People First (Recruitment) Ltd - London, United Kingdom

People First (Recruitment) Limited acts as an employment agency for permanent and fixed term contract recruitment and as an employment business for the supply of temporary workers. Please note that by...

from: CV-library.co.uk - Today

London, England, United Kingdom

• Responsible for maintaining excellent record keeping in alignment with the Compliance Monitoring Specification – correct use of test folders, version control, naming conventions which produce orderly...

from: jobleads.co.uk - 10 days ago

Avencia Consulting Services - London, United Kingdom

Implement processes for risk identification, evaluation, analysis, steering, monitoring and reporting. Includes supporting 1st line in maintaining the Risk Register and the reporting of risks, controls... £60000 - £75000/annum bonus and benefits

from: CV-library.co.uk - Today

Braxfield Recruitment Limited - London, United Kingdom

You will be required to review core documents for fire safety insurance compliance and provide technical updates/bulletins as necessary to the Development Directorate. A solid understanding of housing... £69000 - £84000/annum

from: CV-library.co.uk - Today

London, England, United Kingdom

Reporting to the UK Head of Compliance, the Compliance Monitoring Manager will be responsible for the development and implementation of the CFC Compliance Monitoring Programme and supporting the delivery...

from: jobleads.co.uk - 15 days ago