55 Compliance Monitoring Officer Jobs in Rochester
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Senior Compliance Monitoring Officer Starling Bank - London Excellent communication (written and verbal), relationship building and influencing skills, with the ability to communicate effectively to a variety of audiences, including senior management and committees... Yesterday
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Senior Compliance Monitoring Officer Finitas - London EC1A, City of London, London Please only apply for this role if you have insurance & compliance experience and the right to work in the UK (sponsorship is not available). Please note that you will be required to work in their London... 11 days ago
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Compliance Officer - Monitoring Bruin - London, United Kingdom Make sure to apply with all the requested information, as laid out in the job overview below. Marketing Compliance/Financial Promotions experience Market Abuse Regulation (MAR) understanding Requirements... 14 days ago
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Compliance Monitoring Officer Eximius Finance - London, United Kingdom Document the findings, recommended actions and management responses together with agreed timescales and action owners. Candidates should have the following experience: 2 – 3 years compliance monitoring... £50k - £70k 21 days ago
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Compliance Officer Sanderson PLC - London, United Kingdom Conduct horizon scanning for emerging regulatory risks and collaborate with Senior Managers to ensure effective implementation of changes.Requirements: Partner with Senior Managers and Senior Compliance... £40000 - £80000/annum 4 days ago
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Compliance Monitoring Officer - Insurance London, England, United Kingdom Conducting specific thematic reviews independently or in collaboration with other Central Monitoring team members If you would like this job advertisement in an alternative format, please contact MERJE... 24 days ago
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Compliance Monitoring Bruin - London EC1A, City of London, London Support compliance reporting activities, including notifications to regulatory bodies and internal management reporting. Conduct defined monitoring tests to assess compliance with regulatory requirements... Yesterday
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Compliance Monitoring Officer (London, GBR, EC2R 7HE) London, England, United Kingdom • Responsible for maintaining excellent record keeping in alignment with the Compliance Monitoring Specification – correct use of test folders, version control, naming conventions which produce orderly... 25 days ago
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Compliance Officer Jameson Legal - London, United Kingdom This is an exciting opportunity for someone who wants to get more visibility across compliance and work with in a small but experienced compliance team, they are looking for some monitoring/risk assessment... 16 days ago
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Head of CFE Compliance Cantor Fitzgerald - London, United Kingdom Have overall responsibility for operational risk management issues within the Compliance function and operate as the key contact with the Operational Risk function. Ensure all material issues arising from... Yesterday
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