Regulatory Compliance Jobs

Plum Fintech - London, England, United Kingdom

We are looking for a pro-active, highly motivated and ambitious individual who will hold the role of Regulatory Compliance Officer to expand our Compliance team. You will assist in the enhancement of compliance...

from: jobleads.co.uk (+2 sources) - 4 days ago

Servier - Saclay, France

Coordinating audits and regulatory inspections by engaging with auditor/inspector in agenda finalization, document provision; ensuring internal logistics and SMEs are in place; host and facilitate the... Competitive

from: cybersecurityjobsite.com - 8 days ago

DAC Beachcroft LLP - Leeds, West Yorkshire, Yorkshire, UK

The Solicitor will work with existing members of the OGC, business services teams and fee-earners from across the Group in respect of a range of work with particular emphasis on conflicts of interest queries... not provided

from: totaljobs.com (+1 source) - 10 days ago

IQ EQ Administration Services (UK) Ltd - London, United Kingdom

Job Description Responsibilities (how we will measure success) The main purpose of the role is to provide advice and guidance to a portfolio of Appointed Representatives (ARs"), and to provide leadership... Competitive

from: eFinancialCareers.co.uk - 4 days ago

Pacifica - Houghton le Spring, Tyne and Wear, GB

Regulatory gap assessment and implementation: Implement new risk and regulatory requirements by performing gap assessments, building roadmaps, and translating risk or regulatory requirements into business... Up to £ 50,000 per year

from: bidrecruit.io (+1 source) - 7 days ago

Venn Group - London, United Kingdom

Qualifications: • 5+ years’ experience in MiFID II regulatory reporting requirements including transaction reporting and trade reporting • Knowledge of European, UK, and US regulations in asset/fund management... £75k - 80k per year

from: eFinancialCareers.co.uk (+1 source) - 3 days ago

Allstaff - Cambridge, United Kingdom

Allstaff Recruitment are an Independent Recruitment Specialist based in Bedfordshire who work on behalf of companies across Bedford, Milton Keynes and surrounds to fill their vacancies and meet their recruitment... £45000/annum

from: CV-library.co.uk - 7 days ago

Brook Street UK - York, North Yorkshire, Yorkshire, UK (+2 locations)

Their York office is looking for someone to take ownership of their own client portfolio, and take accountability for the tax team, as well as their learning and development, ensuring deadlines are met... £80,000

from: totaljobs.com (+3 sources) - 13 days ago

Park Holidays UK - TN39, Bexhill-on-Sea, East Sussex, United Kingdom

Company Overview: We are a reputable local holiday company dedicated to providing exceptional holiday experiences to our customers. Our team is committed to delivering outstanding service and creating... £60000 - £70000/annum

from: CV-library.co.uk - 9 days ago

Lubrizol Corporation - Hazelwood, United Kingdom

As the Regulatory REACH Compliance Manager, you will be accountable for leading product regulatory activities in the European region through monitoring, developing and implementing strategies/programs... Competitive

from: cybersecurityjobsite.com - 8 days ago