Financial Regulatory Compliance Jobs

Charles Levick Limited - London EC1A, City of London, London

This role requires an experienced professional with excellent communication and interpersonal skills and a track record of delivery operating across all levels. The role will partner with the Global Head...

from: joblookup.com - 12 days ago

Hydrogen Group - London EC1A, City of London, London

As the Head of Compliance (SMF16 and SMF17), you will lead the compliance function and drive regulatory excellence within our client's organisation. This role requires a hands-on approach and a deep understanding...

from: joblookup.com - 12 days ago

Amazon - City of London, London, South East, UK

5+ years of experience in banking, payments, or e-commerce companies including retail payments, consumer credit, lending, and insurance within a second or third line of defense function. BASIC QUALIFICATIONS... not provided

from: totaljobs.com - 8 days ago

Canepa Global Managers - London EC1A, City of London, London

Conduct annual operational due diligence on current portfolio of investment managers across asset classes (including private markets). Scope includes current operational framework versus best practices...

from: joblookup.com (+1 source) - 10 days ago

Hunter Bond - London EC1A, City of London, London

A variety of soft skills and experience may be required for the following role Please ensure you check the overview below carefully. Experience working in mission critical environments where speed, reliability...

from: joblookup.com (+1 source) - 9 days ago

Hays - Woking, Surrey, South East, UK

A progressive and innovative financial services company specialising in the financial and payments sector is seeking an experienced compliance manager to join its team. Your new company £80,000

from: totaljobs.com - Yesterday

ec1 partners ltd

Drafting and reviewing all contracts, advising on regulatory compliance, handling disputes, and representing the company in legal proceedings. Knowledge of UAE legal system would be preferred but not a...

from: joblookup.com (+1 source) - 2 days ago

Finitas - London EC1A, City of London, London

Must have at least 5 years compliance experience covering PROD, T&C, ICOBS, Conduct Risk, COI, financial promotions, complaints, gifts and hospitality, SMCR, regulatory relationships, incentives etc. Regulatory...

from: joblookup.com (+1 source) - 19 days ago

Sheridan Maine - Poole, Dorset, Dorset, South West, UK

Sheridan Maineare workingclosely with a growing business based in Poole who are keen to secure aFinance Managerfor the business. £45,000

from: totaljobs.com - 8 days ago

InterQuest Group - Chester CH1, Cheshire, North West

Alongside developing the compliance, policy and conduct risk frameworks, you will be leading on providing technical advice on regulations including CONC, DISP and SYSC. You will also be taking responsibility...

from: joblookup.com - 18 days ago