Trade Compliance Jobs in London

Black Swan Group - London EC1A, City of London, London

Develop and maintain policies and procedures to ensure compliance with applicable laws and regulations, including but not limited to anti-money laundering (AML), know your customer (KYC), and sanctions...

from: joblookup.com (+1 source) - 19 days ago

Bruin - London EC1A, City of London, London

Assisting in the provision of Compliance advice in response to ad-hoc requests and day-to-day interpretation and guidance relating to our policies, particularly on market abuse and conflicts of interest...

from: joblookup.com (+1 source) - 18 days ago

MW Recruitment - London, United Kingdom

Strong knowledge of the regulatory and compliance requirements applicable to the activities undertaken by Global Markets in UK and Europe (e.g. FCA, PRA, ESMA, CBI, AMF, MiFID) Strong awareness of the... £140k - £150k

from: eFinancialCareers.co.uk - 8 days ago

Holt Executive - London, United Kingdom

Our partner is seeking a Trade Compliance Specialist to collaborate with a wide range of internal and external stakeholders to ensure adherence to regulations and best practices in activities such as the... £55000/annum Plus Bonus

from: CV-library.co.uk (+2 sources) - 30 days ago

meraki talent ltd - London EC1A, City of London, London

Stay updated on regulatory requirements and ensure that trading activities adhere to relevant regulations such as MiFID II, Dodd-Frank, and others. Collaborate with compliance, legal, and risk management...

from: joblookup.com (+1 source) - 11 days ago

London, England, United Kingdom

Flexible Benefits Package - choose which NGUKL benefits you want to satisfy your personal needs. Core Benefits provided for you are Healthcare, Dental, Life Assurance and Pension. Benefits you can flex...

from: jobleads.co.uk - 5 days ago

Barbara Houghton Associates - London, United Kingdom

• Accurate and timely execution and delivery of client and bank payment instructions with strict cut-offs for major currencies • Ensure that accurate controls and records are maintained as instructed by...

from: CV-library.co.uk - Today

cer Financial - City of London, United Kingdom

· Conduct surveillance on market making, liquidity provision, and volume creation strategies, cross-referencing exchange-completed forms, and databases to identify traders or groups participating and to... Up to £70,000

from: CareersinAudit.com - Yesterday

Barbara Houghton Associates - City and County of the City of London, United Kingdom

It is essential that all applicants have UK working experience. This is not a senior role and therefore would suit candidates with 1+ years working experience. Our client, a bank based in Central London... £29000 - £33000/annum

from: CV-library.co.uk - 2 days ago

London, England, United Kingdom

You’ll need a strong technical and analytical ability, coupled with a familiarity with equities and fixed income markets regulation, electronic trading concepts and risks. You'll also have g ood stakeholder...

from: jobleads.co.uk - 13 days ago