Compliance Associate Jobs

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Investment Compliance Associate Fund Management  

Clarc Recruitment Limited - City of London, London, South East, UK

We are recruiting for a large fund management business looking to recruit a Compliance Associate to join their team in a role initially focused on Investment Compliance however has great potential to gain...


Compliance Associate (GCP/QA/Quality)  

Experis - Milton Keynes, Buckinghamshire, South East, UK

The role will contribute to the strategic design, implementation and delivery of quality management and quality assurance to the global and local operational teams as part of the Quality Management department...


Monitoring Technician  

hsl Compliance - Iver, Buckinghamshire, South East, UK

Due to our ongoing expansion we are currently looking for a Monitoring Technician to join our team based in the Slough/Reading area.


Compliance Associate - Investment Management New  

Salon Recruitment - London, United Kingdom

Compliance Associate - Investment Management - Permanent An alternative investments frim are looking for a Compliance Associate to join their small compliance team. Broad role that offers great exposure... Compliance Associate Work careers... 100.000 - 125.000

from: (+1 source) - 4 days ago

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Compliance Associate - Clinical Trials  

Medical Research Network - Milton Keynes, United Kingdom

Fantastic opportunities for future growth and career progression As a Compliance Associate, your primary responsibilities will include performing regular study reviews by assessing project files and archives... Compliance Associate careers... £35000 - £45000/annum

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from: (+1 source) - 5 days ago

Associate Director, Compliance Monitoring  

Royal Bank of Canada - London, United Kingdom

Drive the continual enhancement of the monitoring approach and annual monitoring program (including developing/improving the approach to continuous business monitoring and, where relevant, delivering consistency/change... compliance associates inc... 125.000 - 150.000

from: (+2 sources) - 4 days ago

Associate Director, Global GMP Compliance  

Salon Recruitment - London, United Kingdom

Develop and maintain CORP and GROUP Quality standards and processes based on expertise and assigned areas and ensure expertise in GMP is kept current through involvement in Industry forums and conferences... junior compliance assistant... 125.000 - 150.000

from: (+1 source) - 3 days ago

Privacy Associate (Data Protection, Privacy) - Promontory  

IBM - EC1A London

Your Role and Responsibilities Within your role as an Associate at Promontory you will: Work with teams addressing complex compliance and risk management challenges relating to data privacy, data protection... compliance monitoring officer...

from: - 3 days ago

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Associate Director - Compliance New  

New Barnet, United Kingdom

-In conjunction with the MD maintain the local Regulatory Mapping Gap Analyses and consider and deal with the impact on Policy and Procedures of any relevant new and/or amended regulations, laws, orders... regulatory compliance associate... 80.000 - 100.000

from: - 17 days ago

Associate/AVP, Regulatory Reporting & Investment Compliance  

GIC Private Limited - United Kingdom

Research, manage and implement responses to all the provisions that affect the firm, communicating implications of existing and proposed regulation to executive management, and developing potential responses... compliance associate private... 100.000 - 125.000

from: (+1 source) - 9 days ago

Compliance Associate – Private Equity  

MERJE - London, England

Provide advice and guidance on marketing literature, white papers, financial promotions and RFQ’s / RFI / DDQ’s. AIFMD/MIFID/FCA Handbook and other applicable regulatory requirements such as applicable... compliance associate private equity... £60,000 - £65,000

from: (+2 sources) - 6 days ago

Compliance Associate - Private Equity  

London, United Kingdom

Assist with the oversight of staff disclosures and Individual Accountability regime requirements (such as SMCR) 3-4 years of Compliance experienced gained in a private equity/alternative investments environment... it compliance associate senior it... 125.000 - 150.000

from: - More than 30 days ago

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Compliance Associate - Investment Management  

London, United Kingdom

Assess KYC files and obtain necessary documentation to meet Money Laundering and JMLSG regulation Investigate logs relating to personal account dealing, FCA breaches, complaints, gifts and hospitality A... senior qa compliance associate... 100.000 - 125.000

from: - More than 30 days ago

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Compliance Associate