Compliance Associate Jobs

Salon Recruitment - London, United Kingdom

Compliance Associate - Investment Management - Permanent An alternative investments frim are looking for a Compliance Associate to join their small compliance team. Broad role that offers great exposure... Compliance Associate Work careers... 100.000 - 125.000

from: jobleads.co.uk (+1 source) - 4 days ago

Medical Research Network - Milton Keynes, United Kingdom

Fantastic opportunities for future growth and career progression As a Compliance Associate, your primary responsibilities will include performing regular study reviews by assessing project files and archives... Compliance Associate careers... £35000 - £45000/annum

from: CV-library.co.uk (+1 source) - 5 days ago

Royal Bank of Canada - London, United Kingdom

Drive the continual enhancement of the monitoring approach and annual monitoring program (including developing/improving the approach to continuous business monitoring and, where relevant, delivering consistency/change... compliance associates inc... 125.000 - 150.000

from: jobleads.co.uk (+2 sources) - 4 days ago

Salon Recruitment - London, United Kingdom

Develop and maintain CORP and GROUP Quality standards and processes based on expertise and assigned areas and ensure expertise in GMP is kept current through involvement in Industry forums and conferences... junior compliance assistant... 125.000 - 150.000

from: jobleads.co.uk (+1 source) - 3 days ago

IBM - EC1A London

Your Role and Responsibilities Within your role as an Associate at Promontory you will: Work with teams addressing complex compliance and risk management challenges relating to data privacy, data protection... compliance monitoring officer...

from: joblift.co.uk - 3 days ago

New Barnet, United Kingdom

-In conjunction with the MD maintain the local Regulatory Mapping Gap Analyses and consider and deal with the impact on Policy and Procedures of any relevant new and/or amended regulations, laws, orders... regulatory compliance associate... 80.000 - 100.000

from: jobleads.co.uk - 17 days ago

GIC Private Limited - United Kingdom

Research, manage and implement responses to all the provisions that affect the firm, communicating implications of existing and proposed regulation to executive management, and developing potential responses... compliance associate private... 100.000 - 125.000

from: jobleads.co.uk (+1 source) - 9 days ago

MERJE - London, England

Provide advice and guidance on marketing literature, white papers, financial promotions and RFQ’s / RFI / DDQ’s. AIFMD/MIFID/FCA Handbook and other applicable regulatory requirements such as applicable... compliance associate private equity... £60,000 - £65,000

from: neuvoo.co.uk (+2 sources) - 6 days ago

London, United Kingdom

Assist with the oversight of staff disclosures and Individual Accountability regime requirements (such as SMCR) 3-4 years of Compliance experienced gained in a private equity/alternative investments environment... it compliance associate senior it... 125.000 - 150.000

from: jobleads.co.uk - More than 30 days ago

London, United Kingdom

Assess KYC files and obtain necessary documentation to meet Money Laundering and JMLSG regulation Investigate logs relating to personal account dealing, FCA breaches, complaints, gifts and hospitality A... senior qa compliance associate... 100.000 - 125.000

from: jobleads.co.uk - More than 30 days ago