Compliance Firm Jobs

England, GB

Key areas include: * GDPR * Operational resilience * IT * Fund accounting * Transfer Agency * Conduct file reviews for compliance with AML and CASS regulations * Assist with monitoring asset eligibility...

from: ziprecruiter.co.uk - 3 days ago

Wells Fargo - England, GB

About Wells Fargo Wells Fargo & Company (NYSE: WFC) is a leading global financial services company headquartered in San Francisco (United States). Wells Fargo has offices in over 30 countries and territories...

from: ziprecruiter.co.uk - 6 days ago

Larbey Evans - London, United Kingdom (+1 location)

Duties will include performing risk assessments, ongoing monitoring and due diligence for Know Your Client purposes, reviewing client due diligence packs, performing data protection impact assessments... £23000 - £43000/annum Up to £33,000 + Benefits

from: CV-library.co.uk (+2 sources) - More than 30 days ago

HAYS - England, GB (+1 location)

You will be involved in all aspects of the case from case set-ups, asset realisations, statutory compliance and case closures, with your caseload predominantly consisting of both liquidation and administration...

from: ziprecruiter.co.uk (+1 source) - 6 days ago

Barclay Simpson, EA Licence No: 11S4540 - Not Specified, United Kingdom (+1 location)

This firm are advocates of flexible working, so this role can be full time or part time. It can be based in South East Hampshire or Wiltshire. It can also sit in the London office as long as this person...

from: joblift.co.uk (+1 source) - 6 days ago

RedLaw Recruitment - United Kingdom

We have an interesting opportunity for a junior to mid-level lawyer, to join an elite US Law Firm and work as part of their informal Risk & Compliance team.The role will sit alongside the General Counsel... 80.000 - 100.000

from: jobleads.co.uk (+1 source) - More than 30 days ago

CLIFFORD CHANCE - London

At Clifford Chance we understand that our true asset is our people. We believe that each and every one of us should experience an equality of opportunity and an equality of experience here. We are always...

from: glassdoor.com - Yesterday

Hays Talent Solutions - London, United Kingdom

You will sit within the firms growing compliance function alongside an industry leading chief compliance officer. The role has a focus around trade surveillance but sits in a wider generalist capacity... 60.000 - 80.000

from: jobleads.co.uk (+1 source) - 15 days ago

Hays - Not Specified, United Kingdom

You will sit within the firms growing compliance function alongside an industry leading chief compliance officer. The role has a focus around trade surveillance but sits in a wider generalist capacity...

from: joblift.co.uk - 7 days ago

Carousel Consultancy Ltd - EC1 London, United Kingdom

Suitable candidates will need to have a good knowledge of all legal and regulatory requirements governing client and matter selection and inception in a law firm (including conflict rules and financial...

from: joblift.co.uk - 6 days ago