Compliance Assistant Jobs in Corby

AJ Fox Compliance - Peterborough, United Kingdom (+1 location)

Perform electronic identification checks against individuals and organisations according to the Company’s AML requirements Communicate with and support fee earners and external clients Check and ensure...

from: uk.lifeworq.com (+1 source) - 7 days ago

MHA Caves Wealth - Northampton, United Kingdom

• Maintaining an understanding of FCA rules, regulations, principles, and codes of conduct. Dealing with regulatory information requests in an open and honest manner. • Assisting the Compliance Manager...

from: uk.lifeworq.com (+1 source) - 8 days ago

Future Prospects Group Ltd - Spalding, Lincolnshire, United Kingdom

* Developing working relationships with clients and assisting in all aspects of the company’s relationships with them to maximise yield and performance * Training assistant team members, including regularly...

from: CV-library.co.uk - 18 days ago

AJ Fox Compliance - Loughborough, United Kingdom

In this position, you will maintain and update client records, draft documents and offer support during audits. You’ll aid in administrative tasks used to update clients’ Quality Assurance Standards, such...

from: uk.lifeworq.com (+1 source) - 7 days ago

Parity Legal - Leicester, England

Legal assistants are often the first person a client comes into contact with when approaching a firm. They therefore need to have exceptional communication and customer service skills. In order to excel... £21K - £23K (Employer Est.)

from: glassdoor.com - 14 days ago

Browns Recruitment Group - Northampton, England

Assist with departmental compliance of anti-money laundering regulations and quality procedures in accordance with Quality Procedures Manual Assist with departmental compliance of anti-money laundering... £20K - £30K (Employer Est.)

from: glassdoor.com - 22 days ago