Financial Promotions Jobs in Elstree

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Financial Promotions Compliance Analyst  

JJ Search - EC4M, Old Bailey, Greater London, United Kingdom

Our client is a growing Asset Management firm based in London and have a proven record of Investment capabilities covering a broad range of Investment Products. The Financial Promotions Compliance Analyst... £40000 - £60000/annum

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from: CV-library.co.uk - Today

Compliance Senior Associate - Financial Promotions  

The MWek Company - London EC1A, City of London, London

To provide advice, guidance and training to the business in relation to current and emerging regulations in respect of product distribution and marketing, including cross border activities To embed relevant...

from: joblookup.com - Yesterday

Senior Compliance Associate-Financial Promotions  

Coopman Search and Selection | B CorpTM - London, United Kingdom

Knowledge of FCA regulations specific to Financial Promotions, ideally from a Crypto perspective, but a background in Investments would also be considered Experience, qualification, and soft skills, have...

from: uk.lifeworq.com (+1 source) - Today

Financial Promotions Analyst  

London, England, United Kingdom

This is a first line specialist compliance role , that involves reviewing, providing guidance/feedback, and signing off financial promotions and other customer communications. This is an extremely varied...

from: jobleads.co.uk - More than 30 days ago

Senior Compliance Associate  

InterQuest Group - London EC1A, City of London, London

• To be one of the primary Compliance points of contact for all technical queries and regulatory matters relating to marketing, distribution and financial promotions. • Providing strategic input and expertise...

from: joblookup.com - Yesterday

Compliance Officer - Monitoring  

Bruin - London, United Kingdom

Make sure to apply with all the requested information, as laid out in the job overview below. Marketing Compliance/Financial Promotions experience Market Abuse Regulation (MAR) understanding Requirements...

from: uk.lifeworq.com (+1 source) - 14 days ago

Compliance Manager  

Coopman Search and Selection | B CorpTM - London, United Kingdom

Assist with the preparation of regulatory filings, including AIFMD Annex IV reporting. For a confidential discussion or for further information, please get in touch with chris.wood@coopman.uk 5+ years...

from: uk.lifeworq.com - Today

Compliance Manager- Asset Management  

Morgan McKinley - London EC1A, City of London, London

▪ Carry out the compliance review of marketing materials and ensure compliance with applicable Compliance with business compliance advisory, conflicts management, Working in a small team the CM will be...

from: joblookup.com (+1 source) - 19 days ago

Compliance Administrator  

MaxAd Fixed Fee Recruitment - Hornchurch, United Kingdom (+1 location)

This is a great opportunity for a highly organised Compliance Administrator to join a flourishing, friendly and progressive company offering a competitive salary based on experience and genuine career...

from: uk.lifeworq.com (+1 source) - 24 days ago

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Compliance Associate  

Black Swan Group - London EC1A, City of London, London

· Regulatory compliance: Stay abreast of relevant financial regulations, including but not limited to AIFMD and other FCA guidelines. If you believe you have the skills and experience to excel in this...

from: joblookup.com - Yesterday


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