Compliance Control Jobs in London

Randstad Perm Professionals - City of London, London, United Kingdom

Responsible for cleared trade flow managing clearing status through direct / in-direct CCP Execution of OTC ISDA Confirmation both incoming and drafting process adhering to Assist with the evolution of...

from: CV-library.co.uk (+1 source) - Yesterday

London, England, United Kingdom

The Compliance Controls team in London is responsible to cover SG Wholesale Banking activities primarily in the UK for SG London Branch and SG International Limited. Some reviews may cover a wider geography...

from: jobleads.co.uk - 3 days ago

FirstBank UK Limited - London, United Kingdom

Assisting in the Quality Checks (QC) of Senior Management Approval Forms (SMAFs) and Client Risk Rating Assessment (CRRA) Forms submitted by the Relationship Managers through Business Compliance Support...

from: uk.lifeworq.com (+1 source) - 18 days ago

Goodman Masson - London, England, United Kingdom

Providing support to the securities aggregation component of the Global Control Room (including proprietary trade pre-clearance). If interested, please apply. Alternatively, email chris.norton@goodmanmasson...

from: jobleads.co.uk (+1 source) - 3 days ago

City of London, England, United Kingdom

Ensure that all Legal & Regulatory obligations, relating to the area of responsibility, are met through delivery of policy, procedure and training to all relevant staff. Prior Control Room and/or Central...

from: jobleads.co.uk - 2 days ago

Eton Clarke - London, United Kingdom

Prepare detailed reports and documentation of compliance monitoring activities, findings, and recommendations for senior management and regulatory authorities. Monitor trading activities, transactions... Competitive

from: eFinancialCareers.co.uk - 2 days ago

London, England, United Kingdom

At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities...

from: jobleads.co.uk - 3 days ago

Verelogic - London, United Kingdom

Working with contractors, consultants and on-site engineers, the business ensures that the optimum solution is designed, implemented and maintained to meet our customers' requirements. Conduct risk assessments... £29000 - £35000/annum

from: CV-library.co.uk - Yesterday

Camino Partners Ltd - London, United Kingdom

· Manage new initiatives post-legislation changes, audit management companies, and implement penalties for breaches. · Monitor process and oversee the team maintaining compliance requirements in onboarding...

from: uk.lifeworq.com (+1 source) - 19 days ago

Tradition - London, United Kingdom

Tradition is the interdealer broking arm of Compagnie Financière Tradition and one of the world's largest interdealer brokers in over-the-counter financial and commodity related products. CFT is represented...

from: uk.lifeworq.com (+1 source) - 4 days ago