Compliance Financial Promotions Jobs in London

Robert Half - London, United Kingdom

Supporting the Compliance department in implementing the Compliance Monitoring plan and performing monitoring in various areas including best execution and market abuse Familiarity with the FCA/UK regulatory...

from: uk.lifeworq.com (+1 source) - 2 days ago

London, England, United Kingdom

Gathering a deep understanding of new AR mandates, identifying the regulatory permissions required to execute the desired business model/ strategy and providing challenge with regards to how such activities...

from: jobleads.co.uk - 3 days ago

Meraki Talent - London, United Kingdom

Some of your duties will include: Maintain and implement a robust compliance framework, policies, and procedures in accordance with relevant regulatory requirements, industry best practices, and internal... Circa £70k - £80k per annum

from: eFinancialCareers.co.uk - 3 days ago

London, England, United Kingdom

We are looking for an experienced compliance professional to join the Amazon EU S.a.r.l (AEU UK) team to support the compliance operations of the firm. Reporting to AEU UK’s Senior Compliance Manager,...

from: jobleads.co.uk - 3 days ago

London, United Kingdom

Job Advert: Compliance Officer Job Title: Compliance Officer Job Type: Permanent Hours: Full Time, 08:00 – 18:00, Monday to... Market rate

from: eFinancialCareers.co.uk - 4 days ago

London, England, United Kingdom

Assist with advice/guidance to the business and oversight of the handling of key areas of Compliance, including client money, financial promotions, and product governance etc., and ensure that employees...

from: jobleads.co.uk - 5 days ago

Danos Group - London EC1A, City of London, London

Our client a Market Leading Private Bank is looking for a Marketing Compliance Manager to join their London team. This role is ideal for a compliance professional with experience in marketing compliance/financial...

from: joblookup.com (+1 source) - 8 days ago

FinTop Consulting - London EC1A, City of London, London

The company is an innovative player in the Fintech sector, aiming to revolutionize how individuals manage their finances and invest for the future. They steer away from speculative ventures like cryptocurrency...

from: joblookup.com (+1 source) - 8 days ago

London, England, United Kingdom

Submitting Regulatory Returns, including Quarterly and/or Annual Financial Returns and other reports to FCA, within the prescribed deadlines, and the gathering of internal information in response to regulatory...

from: jobleads.co.uk - 6 days ago

X4 Technology - London EC1A, City of London, London

X4 Technology are partnered with a leading investment platform in Central London who are founded by a renowned entrepreneur. Their platform offers DIY and managed investment portfolio options including...

from: joblookup.com - 8 days ago