Trading Compliance Jobs in London

People First Recruitment - Central London, London, South East, UK

Contract Specialist (OCTG) - What You'll be Doing: Hybrid 2 days office £30,000

from: totaljobs.com - 14 days ago

Eames Consulting - London EC1A, City of London, London

Participate in monitoring and surveillance of electronic and voice communications, as well as trading activities Aid in preparing compliance reports and presentations Experience Required:

from: joblookup.com (+1 source) - 14 days ago

Robert Half - London EC1A, City of London, London

Oversee all activities of trade operations as it relates to trade processing, settlement and other operational responsibilities of derivative securities trading and settlement; Work with prime brokers...

from: joblookup.com - 9 days ago

Goldman Sachs - London, United Kingdom

We are a function within the Risk Division (second line of defense) responsible for managing the Division's regulatory compliance and legal entity governance across risk disciplines (i.e. market risk,... Competitive

from: eFinancialCareers.co.uk - 2 days ago

The Emerald Group Ltd, Search and Selection - London EC1A, City of London, London

In an increasingly competitive market, it is vital for them to differentiate ourselves in all segments and routes to market. The company operates within a dynamic and challenging environment over multiple...

from: joblookup.com (+1 source) - 10 days ago

Martis Search - London EC1A, City of London, London

Under the oversight of the CCO, on completion of any review agree a clear plan of action for resolution of all identified issues within agreed timescales, owners. Martis Search are representing a boutique...

from: joblookup.com - 11 days ago

Gresham Hunt - London, United Kingdom

This is a VP grade position, where you will be expected to help advise on policies and procedures for their capital markets activities. You will be responsible for providing timely and accurate advice... £80k - £100k

from: eFinancialCareers.co.uk - 2 days ago

PSD Group - London EC1A, City of London, London

The role will provide in-house business analysis expertise in business requirements engineering, operational impact assessments, process modelling, data modelling and other project related analysis. Experience...

from: joblookup.com (+2 sources) - 6 days ago

Martis Search - London EC1A, City of London, London

The role is based on the Trading-floor and reports directly into their “Chief Compliance Officer” and is a small and busy team. The role will be responsible for managing x 2 others. Designated Money Laundering...

from: joblookup.com (+1 source) - 12 days ago

Bank of America - London, England, United Kingdom

Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively “the Policies”), the Compliance and Operational...

from: jobleads.co.uk (+1 source) - 12 days ago