Compliance Monitoring Officer Jobs in Greater London

Starling Bank - London

Excellent communication (written and verbal), relationship building and influencing skills, with the ability to communicate effectively to a variety of audiences, including senior management and committees...

from: workable.com - Yesterday

Finitas - London, United Kingdom

Please only apply for this role if you have insurance & compliance experience and the right to work in the UK (sponsorship is not available). Please note that you will be required to work in their London...

from: uk.lifeworq.com (+1 source) - 9 days ago

Bruin - London, United Kingdom

Make sure to apply with all the requested information, as laid out in the job overview below. Marketing Compliance/Financial Promotions experience Market Abuse Regulation (MAR) understanding Requirements...

from: uk.lifeworq.com (+1 source) - 14 days ago

Barbara Houghton Associates - City and County of the City of London, United Kingdom

* Undertake other compliance monitoring, under guidance from the Compliance Officer. Reporting to the General Manager, Legal & Compliance, responsibilities will include: * Ensure all compliance registers... £45000 - £55000/annum Plus Banking Benefits

from: CV-library.co.uk - Today

Eximius Finance - London, United Kingdom

Document the findings, recommended actions and management responses together with agreed timescales and action owners. Candidates should have the following experience: 2 – 3 years compliance monitoring... £50k - £70k

from: eFinancialCareers.co.uk - 21 days ago

Sanderson PLC - London, United Kingdom

Conduct horizon scanning for emerging regulatory risks and collaborate with Senior Managers to ensure effective implementation of changes.Requirements: Partner with Senior Managers and Senior Compliance... £40000 - £80000/annum

from: CV-library.co.uk - 4 days ago

London, England, United Kingdom

Conducting specific thematic reviews independently or in collaboration with other Central Monitoring team members If you would like this job advertisement in an alternative format, please contact MERJE...

from: jobleads.co.uk - 24 days ago

Bruin - London EC1A, City of London, London

Support compliance reporting activities, including notifications to regulatory bodies and internal management reporting. Conduct defined monitoring tests to assess compliance with regulatory requirements...

from: joblookup.com - Yesterday

London, England, United Kingdom

• Responsible for maintaining excellent record keeping in alignment with the Compliance Monitoring Specification – correct use of test folders, version control, naming conventions which produce orderly...

from: jobleads.co.uk - 25 days ago

Jameson Legal - London, United Kingdom

This is an exciting opportunity for someone who wants to get more visibility across compliance and work with in a small but experienced compliance team, they are looking for some monitoring/risk assessment...

from: uk.lifeworq.com (+1 source) - 16 days ago