Compliance Monitoring Manager Jobs in London

London, England, United Kingdom

Identify areas for enhancements of systems and controls operated by the firm, and support the implementation of required changes; Prepare management presentations and communication on regulatory developments...

from: jobleads.co.uk - More than 30 days ago

Martis Search - London, United Kingdom

The company offer amazing benefits, such as gym membership for Mayfair based gyms, a good bonus package, as well as loads of social events, which ensure you will enjoy working there and build last friendships...

from: uk.lifeworq.com (+1 source) - 21 days ago

Bruin - London, United Kingdom

Support compliance reporting activities, including notifications to regulatory bodies and internal management reporting. Engage with business units pre and post-testing to verify completion of necessary...

from: uk.lifeworq.com - Yesterday

London, England, United Kingdom

You’ll have strong Compliance Monitoring experience within an investment management business, possessing a good working knowledge of investment products and ideally pensions as well. You’ll also need to...

from: jobleads.co.uk - More than 30 days ago

Expert Executive Recruiters (EER Global) - London, United Kingdom

Conduct regular monitoring activities, report results to Nayax Group Corporate Compliance, and assist in implementing and overseeing remediation activities. Background in transaction monitoring, fraud...

from: uk.lifeworq.com (+1 source) - 2 days ago

The Curve Group - London EC1A, City of London, London

• Supporting the RMs to drive origination of business by marketing new relationships, conducting research/initial assessments on prospects and preparing high quality presentations for internal discussions...

from: joblookup.com - Today

London, England, United Kingdom

We seek individuals from a diverse talent pool and encourage applicants from underrepresented groups to apply to our vacancies. Our commitment to fair recruitment processes means that we welcome applicants...

from: jobleads.co.uk - Yesterday

Rev & Regs - London, United Kingdom

Follow-up management's implementation of agreed compliance actions and report all outstanding actions to the Senior Compliance Manager. 2-3 Years Compliance Monitoring experience within Financial Services...

from: uk.lifeworq.com (+1 source) - 26 days ago

Danos Group - London, United Kingdom

Guideline monitoring/investment compliance expert ideally having experience with Charles River. 5 - 8 years working in asset/fund management. If this role sounds interesting to you, please apply!

from: uk.lifeworq.com (+3 sources) - 2 days ago

Tandem Bank - London, England, United Kingdom

Recruitment at Tandem works primarily on a direct sourcing model and does not accept resumes from recruitment agencies which are not on the preferred supplier list. We are not responsible for any related...

from: jobleads.co.uk (+1 source) - 2 days ago