Regulatory Compliance Officer Jobs in London

Venn Group - London, England, United Kingdom

5+ years’ experience in MiFID II regulatory reporting requirements including transaction reporting and trade reporting Collaborate with Compliance, Risk, Finance, and Technology teams on regulatory changes...

from: jobleads.co.uk (+1 source) - 4 days ago

Plum Fintech - London, England, United Kingdom

Investigate from compliance and financial crime perspective, any SARs escalations, complaints, incidents, breach of data laws, fraud-related requests and any other compliance or financial crime related...

from: jobleads.co.uk (+2 sources) - 6 days ago

Hyperion Partners Limited - London, United Kingdom

* Ensure compliance with the relevant statute and regulation by planning and overseeing the delivery of the heating servicing programme (including gas, oil, solid fuel, LPG, ASHP & renewables, and electric)... £35000/annum

from: CV-library.co.uk - 5 days ago

cer Financial Ltd - City of London, London, South East, UK

cer Financial are working alongside an international bank who are based in the City of London. They are seeking a Compliance Officer to work with them on a personal basis. Please only respond if you have... £35,000

from: totaljobs.com - 11 days ago

Bloomberg - London, United Kingdom

The role will also include leading or supporting strategic regulatory projects across multiple businesses, regions, and regulatory topics - which is a unique opportunity for broad exposure across the Company's... Competitive

from: eFinancialCareers.co.uk - 17 days ago

Dyad Artificial Intelligence Limited - London

, our AI tool helping practices decrease their admin burden in processing clinical letters. We use this to reduce staff time spent identifying codes to be applied to the record as well as suggesting follow... 50,000

from: workable.com (+1 source) - 16 days ago

Eton Clarke - London, United Kingdom

Prepare detailed reports and documentation of compliance monitoring activities, findings, and recommendations for senior management and regulatory authorities. Monitor trading activities, transactions... Competitive

from: eFinancialCareers.co.uk - 2 days ago

City of London, England, United Kingdom

Monitor business activity against their sanctions policies and procedures to identify incidents of non-compliance, investigating and responding as appropriate and assisting in the provision of management...

from: jobleads.co.uk - 28 days ago

Birchlake Recruitment - London EC1A, City of London, London

Advise team members with respect to applicable regulatory requirements to ensure testing is adequately designed to identify potential control gaps and non-compliance with laws and regulations; Self-starter...

from: joblookup.com (+2 sources) - 27 days ago

EC1 Partners Ltd - London, United Kingdom

Support new product development work across all product lines (regulatory advisory and control implementation) and complete associated regulatory filings, where required able to work in a fast-paced, results...

from: uk.lifeworq.com - 4 days ago