Compliance Associate Jobs in Welwyn Garden City

Attribution Search - London EC1A, City of London, London

My client are known to hire best in class talent and thus are looking for candidates who are educated to degree level and have a minimum of three years buy side core compliance experience. Individuals...

from: joblookup.com (+1 source) - 14 days ago

Mewsons - City of London, Greater London, United Kingdom

If this sounds like a position that could interest you, please apply with your up to date CV or reach out to one of our consultants on (phone number removed) * Oversee all technical documentation and project... £45000 - £55000/annum

from: CV-library.co.uk - 3 days ago

Black Swan Group - London EC1A, City of London, London

As a Compliance Associate, you will play a crucial role in maintaining and enhancing the firm's compliance programme. You will be responsible for monitoring and ensuring adherence to applicable regulations...

from: joblookup.com (+1 source) - 14 days ago

Coopman Search and Selection | B CorpTM - London, United Kingdom

In this role you will be responsible for assisting with all compliance and legal matters covering multiple jurisdictions whilst contributing to ensure the firm maintains a robust compliance control framework...

from: uk.lifeworq.com - 6 days ago

Coopman Search and Selection | B CorpTM - London, United Kingdom

As a Certified B CorporationTM, we take a different approach to how we do business. Recognised on an international scale as a company that operates for good, we value & incorporate the interests of all...

from: uk.lifeworq.com - 13 days ago

InterQuest Group - London EC1A, City of London, London

• To provide advice, guidance and training to the business in relation to current and emerging regulations in respect of product distribution and marketing, including cross border activities. Interested...

from: joblookup.com (+2 sources) - 14 days ago

Coopman Search and Selection | B CorpTM - London, United Kingdom

As a Certified B CorporationTM, we take a different approach to how we do business. Recognised on an international scale as a company that operates for good, we value & incorporate the interests of all...

from: uk.lifeworq.com - 13 days ago

Maldon Partners - London, United Kingdom

Responsibilities will include but not be limited to: Conducting and supporting the 2nd line monitoring/surveillance activities in accordance with the Compliance Monitoring Programme Reconciliation... £40k - £50k

from: eFinancialCareers.co.uk - 14 days ago

MERJE - London EC1A, City of London, London

Please note, should feedback not be received within 28 days due to the large volume of applications, unfortunately, your application has been unsuccessful. However, we may be in touch with similar relevant...

from: joblookup.com (+1 source) - 14 days ago

Compliance Professionals - London EC1A, City of London, London

Provision of training – the candidate will help to administer, develop and deliver the firms regulatory training. This will include onboarding training to new members of staff, and ad hoc regulatory training...

from: joblookup.com (+1 source) - 15 days ago