Compliance Monitoring Manager Jobs in Carshalton

Ntrinsic Consulting - London, United Kingdom

An accomplished background of at least 3 years in regulatory compliance, audit or risk function in an investment or platform-based environment, ideally within areas of General Compliance or Investment...

from: uk.lifeworq.com (+1 source) - 4 days ago

VHR Executive - London, United Kingdom

Initiate, or perform the airworthiness review, by acting as Airworthiness or Review Staff (ARS) to issue an ARC or send the recommendation to the responsible register NAA; maintenance of accurate records...

from: uk.lifeworq.com (+1 source) - 4 days ago

London, England, United Kingdom

Exposure to compliance risk management frameworks, thematic reviews and the FCA handbook are essential. Hybrid working as standard. A small but growing team.

from: jobleads.co.uk - 12 days ago

London, England, United Kingdom

Identify areas for enhancements of systems and controls operated by the firm, and support the implementation of required changes; Prepare management presentations and communication on regulatory developments...

from: jobleads.co.uk - 5 days ago

Compliance Recruitment Solutions - London, United Kingdom

You should have gained at least 5 years compliance monitoring experience with an ACD, Asset or Wealth Management firm (or a Compliance Consultancy covering such), with a solid knowledge of regulatory processes... £70k - £80k

from: eFinancialCareers.co.uk - 15 days ago

London, England, United Kingdom

Not got an up to date CV? Don’t worry, you can always give me (Mark) a call on 0121 274 0357 for a confidential discussion or email me at mark.wilson@willowresourcing.co.uk telling me that you’re interested...

from: jobleads.co.uk - 6 days ago

Goodman Masson - City of London, London, United Kingdom

Working with the Delegated Authority Oversight Manager, underwriting / claims teams and brokers to address audit recommendations appropriately and within the companies' timescales, including documentation... £30000 - £35000/annum

from: CV-library.co.uk (+1 source) - 7 days ago

London, England, United Kingdom

Drive compliance oversight through the testing and monitoring programme, identify areas for enhancements of systems and controls operated by the firm, and support the implementation of required changes...

from: jobleads.co.uk - 26 days ago

Barbara Houghton Associates - London, United Kingdom

* Undertake other compliance monitoring, under guidance from the Compliance Officer. Reporting to the General Manager, Legal & Compliance, responsibilities will include: * Ensure all compliance registers... £45000 - £55000/annum Plus Banking Benefits

from: CV-library.co.uk - 13 days ago

London, England, United Kingdom

We are an organisation who is passionate about our people and understands that richness of diversity is a requirement to provide the best possible services to our communities. This is demonstrated through...

from: jobleads.co.uk - Yesterday