Compliance Monitoring Manager Jobs in Enfield
Compliance Monitoring Jobs
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Ntrinsic Consulting - London, United Kingdom
An accomplished background of at least 3 years in regulatory compliance, audit or risk function in an investment or platform-based environment, ideally within areas of General Compliance or Investment...
from: uk.lifeworq.com (+1 source) - 4 days ago
VHR Executive - London, United Kingdom
Initiate, or perform the airworthiness review, by acting as Airworthiness or Review Staff (ARS) to issue an ARC or send the recommendation to the responsible register NAA; maintenance of accurate records...
from: uk.lifeworq.com (+1 source) - 4 days ago
London, England, United Kingdom
Exposure to compliance risk management frameworks, thematic reviews and the FCA handbook are essential. Hybrid working as standard. A small but growing team.
from: jobleads.co.uk - 12 days ago
London, England, United Kingdom
Identify areas for enhancements of systems and controls operated by the firm, and support the implementation of required changes; Prepare management presentations and communication on regulatory developments...
from: jobleads.co.uk - 5 days ago
Compliance Recruitment Solutions - London, United Kingdom
You should have gained at least 5 years compliance monitoring experience with an ACD, Asset or Wealth Management firm (or a Compliance Consultancy covering such), with a solid knowledge of regulatory processes... £70k - £80k
from: eFinancialCareers.co.uk - 15 days ago
London, England, United Kingdom
Not got an up to date CV? Don’t worry, you can always give me (Mark) a call on 0121 274 0357 for a confidential discussion or email me at mark.wilson@willowresourcing.co.uk telling me that you’re interested...
from: jobleads.co.uk - 6 days ago
Goodman Masson - City of London, London, United Kingdom
Working with the Delegated Authority Oversight Manager, underwriting / claims teams and brokers to address audit recommendations appropriately and within the companies' timescales, including documentation... £30000 - £35000/annum
Register your CVfrom: CV-library.co.uk (+1 source) - 7 days ago
Canada Life Limited - Potters Bar, United Kingdom
Liaison with Shared Service (Finance, Actuarial, Operations, IT and Customer Service) and Business teams to ensure that ICOFR documentation is kept up to date: • Process Narrative Report (PNR) • Risk and... Competitive
from: eFinancialCareers.co.uk (+1 source) - 5 days ago
London, England, United Kingdom
Drive compliance oversight through the testing and monitoring programme, identify areas for enhancements of systems and controls operated by the firm, and support the implementation of required changes...
from: jobleads.co.uk - 26 days ago
Barbara Houghton Associates - London, United Kingdom
* Undertake other compliance monitoring, under guidance from the Compliance Officer. Reporting to the General Manager, Legal & Compliance, responsibilities will include: * Ensure all compliance registers... £45000 - £55000/annum Plus Banking Benefits
Register your CVfrom: CV-library.co.uk - 13 days ago