Compliance Monitoring Manager Jobs in Thundersley

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Compliance Manager - Six Month Contract – Stockbroking, Asset Management or PWM Compliance Monitoring Experience Required  

Symes Collins - Mereworth, United Kingdom

The successful candidate must have gained solid Compliance experience of COBS with a comprehensive understanding of FCA and other appropriate regulations governing the conduct of retail stock broking or...

from: uk.lifeworq.com - 7 days ago

Compliance Advisor  

Barclay Simpson - Chelmsford CM1, Essex, Eastern

The Adviser plays a pivotal role in identifying Compliance Risks, reviewing and approving product plans, participating in cross-functional teams to address regulatory compliance issues in strategic initiatives...

from: joblookup.com (+1 source) - 21 days ago

Risk, Performance and Quality Manager  

Egis in the UK - Mereworth, United Kingdom

for the AMO & Engineering Group risk reporting function, ensuring all teams accurately capture and record technical and business risks in line with our corporate and stakeholder requirements, and that...

from: uk.lifeworq.com - 6 days ago

Risk, Performance and Quality Manager (  

Dartford, England, United Kingdom

Responsible for the AMO & Engineering Group risk reporting function, ensuring all teams accurately capture and record technical and business risks in line with our corporate and stakeholder requirements...

from: jobleads.co.uk - More than 30 days ago

Risk, Performance & Quality Manager  

Dartford, England, United Kingdom

Responsible for the AMO & Engineering Group risk reporting function, ensuring all teams accurately capture and record technical and business risks in line with our corporate and stakeholder requirements...

from: jobleads.co.uk - More than 30 days ago

Compliance Officer  

Animo Associates Limited - Wickford, England

Working closely with the MLRO/compliance manager to ensure that the organisation and our clients comply with internal and external regulations. Acting in line with AML regulations, completing ongoing monitoring... £22K - £25K (Employer Est.)

from: glassdoor.com - 10 days ago

Private Client Tax Senior Manager  

Canterbury, England, United Kingdom

To succeed in this role, you will have the ability to provide technical expertise to clients directly and to internal KR client colleagues, have excellent attention to detail, the ability to manage budgets...

from: jobleads.co.uk - 26 days ago

Compliance Assistant  

Toomey Motor Group - Rochford, England

Toomey Motor Group is one of the largest Motor Retailers in Essex, and our continued success can be attributed to our strong performance, growth and leadership throughout our Basildon, Southend, and Brentwood... £28K - £34K (Employer Est.)

from: glassdoor.com - 26 days ago


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