Compliance Monitoring Manager Jobs in Watford

Ntrinsic Consulting - London, United Kingdom

Compliance Monitoring Manager is required by our client in City of London within Financial Services to take ownership of multiple aspects of internal, market conduct, and consumer protection compliance...

from: uk.lifeworq.com (+1 source) - 3 days ago

VHR Executive - London, United Kingdom

As an EASA Part 66 Licensed professional you will establish a Compliance Monitoring Programme for all areas of contracted maintenance support, and will play a pivotal role in establishing CAMO approvals...

from: uk.lifeworq.com (+1 source) - 3 days ago

City of London, England, United Kingdom

Strong experience within FCA regulation and compliance with specific focus on the Wealth and Asset Management sector. Hybrid working as standard. A small but growing team. Wealth and Asset Management

from: jobleads.co.uk - Yesterday

London, England, United Kingdom

You’ll be responsible for executing the Compliance Monitoring Plan, reporting on the management of key compliance risks and the effectiveness of the business’ control framework. You’ll also manage the...

from: jobleads.co.uk - 5 days ago

Compliance Recruitment Solutions - London, United Kingdom

Compliance Monitoring Manager – Asset/Wealth Management (or ACD) Monitoring Experience Required Ref: 4023G £70K - £80K + Good Benefits Hybrid (West End)... £70k - £80k

from: eFinancialCareers.co.uk - 14 days ago

Goodman Masson - City of London, London, United Kingdom

Our client is looking for a Delegated Authority Assistant to join their team based in London. Responsible for assisting the Compliance Team in the execution of their duties, and in particular duties concerning... £30000 - £35000/annum

from: CV-library.co.uk (+1 source) - 6 days ago

London, England, United Kingdom

Interactive Brokers (U.K.) Limited, based in London, part of IBKR global online financial brokerage services, seeks a generalist compliance professional to join our fast-paced business in a complex operating...

from: jobleads.co.uk - 25 days ago

Kane Recruitment - RG12, Bracknell, Bracknell Forest, United Kingdom

Support the production of monthly budget monitoring reports, including liaison with Budget Managers and other Finance Team members, production of working papers and relevant information to support forecasts... £330 - £380/day

from: CV-library.co.uk - 3 days ago

Canada Life Limited - Potters Bar, United Kingdom

Part of our parent company Great-West Lifeco, Canada Life UK has operated in the United Kingdom since 1903. We have hundreds of respected and supported employees committed to doing the right thing for... Competitive

from: eFinancialCareers.co.uk (+1 source) - 4 days ago

Barbara Houghton Associates - City and County of the City of London, United Kingdom

* Prepare reports in respect of all monitoring for review by/discussion with the Compliance Officer, in accordance with Company guidelines. * Assist the Compliance Officer in ensuring that all individuals... £45000 - £55000/annum Plus Banking Benefits

from: CV-library.co.uk - 12 days ago